At a Glance
- Tasks: Manage investment transactions and support complex queries in a fast-paced environment.
- Company: Established financial services organisation with a focus on growth and teamwork.
- Benefits: Competitive salary, 25 days holiday, hybrid working, and career development opportunities.
- Other info: Mentorship opportunities and a dynamic team environment await you.
- Why this job: Step into a senior role and make a real impact in investment operations.
- Qualifications: 3+ years in investment operations with strong attention to detail and risk management skills.
The predicted salary is between 30000 - 38000 £ per year.
Adaptable Recruitment is proud to be partnering with a well-established financial services organisation to recruit a Senior Investment Technician. This is an excellent opportunity for an experienced investment operations professional to step into a senior role within a fast-paced dealing environment, offering strong exposure across the full trade lifecycle and the chance to play a key role within a growing team.
Salary: £30,000 - £38,000 Depending on Experience
Holidays: 25 days + Bank Holidays
Location: Liverpool - Hybrid Working (4 days office-based)
Working: Full Time | Permanent
The Role: As a Senior Investment Technician, you'll take ownership of investment dealing processes from instruction through to settlement and reconciliation. Acting as a senior point of contact within the team, you will also support complex queries, provide guidance, and help drive operational excellence.
Main Responsibilities to Include:
- Process and validate investment transactions including purchases, sales, switches, and re-registrations
- Place and manage trade approvals with platforms, discretionary fund managers (DFMs), and investment providers
- Monitor contract notes and settlement timelines to ensure timely completion
- Accurately post trades, charges, and income into internal systems
- Investigate and resolve failed or delayed settlements
Technical Oversight & Risk:
- Act as an escalation point for complex or high-risk trade queries
- Ensure all activity complies with scheme rules and internal risk controls
- Maintain strong audit trails across all dealing activity
- Support internal and external audit requirements
Stakeholder Management:
- Liaise with advisers, custodians, platforms, and internal teams
- Provide regular updates on trade progress and settlement status
- Support the resolution of investment-related queries and service issues
Team & Process Development:
- Support quality assurance and checking processes within the team
- Mentor and coach junior team members
- Contribute to process improvement initiatives
- Assist with system enhancements and workflow optimisation
About You:
Essential Experience:
- Strong understanding of the full trade lifecycle (instruction, execution, settlement, reconciliation)
- Experience working with funds, ETFs, listed securities, and investment platforms
- Proven ability to manage high volumes of work within SLA-driven environments
- High attention to detail with a strong risk and control mindset
- At least 3 years' experience within investment operations or a related role
- Exposure to non-standard investments and handling complex transactions
- Experience working with DFMs
Desirable:
- Knowledge of FCA regulations and Consumer Duty principles
- Experience using dealing systems or wrap platforms
- Progress towards or completion of an investment qualification (e.g., CII R02, CISI)
- Experience with unlisted assets, fund suspensions, or investment lifecycle events such as liquidations
The Ideal Candidate:
- Technical accuracy and attention to detail
- Strong analytical and problem-solving skills
- Risk-aware approach
- Effective stakeholder communication
- Ability to mentor and develop others
- Resilience and strong organisational skills
Senior Investment Technician employer: ADAPTABLE RECRUITMENT LTD
Join a thriving team in Wrexham as an HR Advisor, where your contributions will be valued in a supportive and dynamic work environment. With a focus on employee engagement and growth, the company offers excellent benefits and opportunities for professional development, making it an ideal place for those looking to make a meaningful impact in their HR career.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Investment Technician
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who work in investment operations. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the full trade lifecycle. Be ready to discuss your experience with funds and ETFs, as well as how you handle complex transactions. We want to see your expertise shine!
✨Tip Number 3
Showcase your problem-solving skills during interviews. Share specific examples of how you've resolved issues in past roles, especially around failed settlements or complex queries. This will demonstrate your value as a Senior Investment Technician.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Investment Technician
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Investment Technician role. Highlight your experience with the full trade lifecycle and any specific achievements in investment operations. We want to see how you can bring your unique skills to our team!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention your experience with complex transactions and how you’ve supported teams in the past. Let us know what excites you about working with us!
Showcase Your Attention to Detail:In investment operations, attention to detail is key. Make sure to highlight examples where your meticulous nature has led to successful outcomes. We love candidates who can demonstrate their risk-aware approach and commitment to operational excellence.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application directly and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at ADAPTABLE RECRUITMENT LTD
✨Know Your Trade Lifecycle
Make sure you have a solid understanding of the full trade lifecycle, from instruction to settlement and reconciliation. Brush up on your knowledge of funds, ETFs, and investment platforms, as these will likely come up during the interview.
✨Prepare for Complex Queries
As a Senior Investment Technician, you'll be expected to handle complex queries. Think about past experiences where you've resolved tricky issues or escalated high-risk trade queries, and be ready to discuss them in detail.
✨Showcase Your Attention to Detail
Highlight your ability to maintain strong audit trails and ensure compliance with scheme rules. Bring examples of how your attention to detail has positively impacted your previous roles, especially in high-volume environments.
✨Demonstrate Stakeholder Management Skills
Be prepared to talk about your experience liaising with advisers, custodians, and internal teams. Share specific instances where you've provided updates on trade progress or resolved service issues, showcasing your communication skills.
