At a Glance
- Tasks: Review electronic and voice communications to identify potential misconduct and ensure compliance.
- Company: Join a leading Global Quantitative and Systematic Investment Manager in London.
- Benefits: Competitive salary, career growth, and the chance to work with top professionals.
- Other info: Permanent role with a dynamic team, office-based 5 days a week.
- Why this job: Make a real impact in compliance while developing your analytical skills.
- Qualifications: 2+ years in communications surveillance; strong analytical and investigative skills required.
The predicted salary is between 56700 - 69300 £ per year.
We are working with a significant Global Quantitative and Systematic Investment Manager who are looking for an
Communications Surveillance Specialist to join their compliance team in
London , in a newly created position .
The role will will review electronic and voice communications to identify potential misconduct and help the firm meet its regulatory obligations.
Working closely with colleagues across Compliance, Trading and Technology, you will investigate alerts and contribute to the continued development of our surveillance systems, controls and reporting.
Key Responsibilities
- Conduct daily reviews of electronic communications alerts across channels including email, Bloomberg chats and other messaging platforms.
- Review voice communications alerts and investigate potentially concerning behaviour.
- Assess and document alerts, conduct investigations and escalat... findings in accordance with regulatory expectations and internal policies.
- Help integrate new communications feeds into the surveillance platform, working with relevant stakeholders to ensure appropriate coverage and data quality.
Key Requirements
- 2+ years’ communications surveillance experience within a trading venue, regulator or financial institution.
Prior experience in a high-frequency trading firm or multi-strat hedge fund is preferred.
- Experience reviewing electronic and voice communications alerts. Familiarity with Global Relay is advantageous.
- Strong analytical and investigative skills. Trade surveillance experience or knowledge of market abuse risks is beneficial.
- This is a permanent role and will require you to be in the office
5 days a week.
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Surveillance Officer employer: Danos Group
As a Boutique Regulatory Consultancy, we pride ourselves on fostering a dynamic and entrepreneurial work environment where innovative thinkers can thrive. Our London-based team enjoys the flexibility of hybrid working, alongside opportunities for professional growth through mentorship and the chance to shape a new practice in Regulatory M&A advisory. Join us to make a meaningful impact in the fintech and capital markets sectors while collaborating with a network of esteemed professionals.
StudySmarter Expert Advice🤫
We think this is how you could land Surveillance Officer
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Danos Group looking for candidates who are engaged and informed.
We think you need these skills to ace Surveillance Officer
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Danos Group. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Danos Group
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Danos Group’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
