Compliance Professionals seeks an experienced compliance professional for a commodities trading environment in London. The role focuses on reviewing surveillance alerts, advising traders, and ensuring regulatory adherence across UK/EU rules, with emphasis on MAR, MiFID II/MiFIR, EMIR and REMIT.
Responsibilities include incident investigation, handling exchange inquiries, and maintaining documented evidence and timely responses.
Compliance & Surveillance Officer, Commodities & Energy employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
