Compliance Professionals in London seeks a Compliance and Surveillance Analyst to join our trading team. You will oversee trade surveillance, act as the primary compliance contact for surveillance matters, and perform monthly QA of alerts to identify weaknesses and improvement opportunities.
You will lead MARA reviews, review alert parameters, and ensure new markets and venues are integrated into surveillance. You will handle KYC requests and maintain documentation for audits.
Trade Surveillance & Compliance Specialist employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
