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- Tasks: Monitor compliance with financial regulations and enhance the firm's compliance program.
- Company: Join a leading alternative investment manager in London focused on high compliance standards.
- Benefits: Gain valuable experience in a dynamic environment with opportunities for growth.
- Why this job: Be part of a team that values ethical practices and regulatory adherence while developing your skills.
- Qualifications: Bachelor's degree in Finance, Economics, Law, or related field; 2+ years in compliance.
- Other info: Contact Jon Pettet at jon.pettet@blackswangroup.com for more details.
The predicted salary is between 43200 - 72000 £ per year.
Compliance Analyst – Alternative Investment Manager – London Company Overview: Our client is an alternative investment manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Analyst to join their Compliance team and contribute to the success and growth of the firm. Role Overview: As a Compliance Analyst, you will play a crucial role in maintaining and enhancing the firm’s compliance programme. You will be responsible for monitoring and ensuring adherence to applicable regulations, policies, and procedures. The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Regulatory compliance: Stay abreast of relevant financial regulations, including but not limited to AIFMD and other FCA guidelines. · Thematic reviews and testing · Develop and maintain compliance policies and procedures · Regulatory filing · Financial promotions and marketing compliance reviews · PA dealing · G&E · Compliance training · Client onboarding (AML and KYC) · Ad hoc project work Requirements: · Bachelor’s degree in Finance, Economics, Law, or a related field. · Prior experience (2+ years) in a generalist compliance role working for an alternative investment firm. · Strong knowledge of UK financial regulations and industry best practices. · Excellent analytical and problem-solving skills with high attention to detail. · Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders. If you believe you have the skills and experience to excel in this role and contribute to the firm’s continued success, we encourage you to apply. For more details, please contact Jon Pettet at jon.pettet@blackswangroup.com
Compliance Analyst employer: Black Swan Group
Contact Detail:
Black Swan Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Make sure to stay updated on the latest UK financial regulations, especially AIFMD and FCA guidelines. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the alternative investment sector. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in previous roles. Being able to articulate how you navigated complex issues will showcase your analytical skills and problem-solving abilities.
✨Tip Number 4
Familiarize yourself with the firm's compliance policies and procedures if possible. Showing that you have done your homework on their practices can set you apart from other candidates.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst in an alternative investment firm. Familiarize yourself with key regulations like AIFMD and FCA guidelines.
Tailor Your CV: Highlight your relevant experience in compliance roles, especially within alternative investment firms. Emphasize your knowledge of UK financial regulations and any specific projects you've worked on that relate to compliance.
Craft a Strong Cover Letter: In your cover letter, clearly articulate why you are interested in this position and how your background aligns with the firm's commitment to compliance and regulatory adherence. Mention specific skills that make you a good fit for the role.
Proofread Your Application: Ensure that your application is free from errors. A well-written application reflects your attention to detail, which is crucial for a Compliance Analyst. Double-check for typos and grammatical mistakes before submitting.
How to prepare for a job interview at Black Swan Group
✨Know Your Regulations
Make sure you are well-versed in the relevant financial regulations, especially AIFMD and FCA guidelines. Being able to discuss these regulations confidently will show your understanding of the compliance landscape.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical and problem-solving skills. You might be asked to analyze a complex compliance issue, so think of examples from your past experience where you successfully navigated similar challenges.
✨Communicate Clearly
Practice explaining complex compliance topics in simple terms. The ability to communicate effectively with diverse stakeholders is crucial, so be ready to demonstrate this skill during the interview.
✨Showcase Relevant Experience
Highlight your prior experience in a compliance role within an alternative investment firm. Be specific about your responsibilities and how they relate to the key tasks mentioned in the job description.
