At a Glance
- Tasks: Support client onboarding and monitor compliance with anti-money laundering regulations.
- Company: Leading law firm in Bristol with a strong reputation.
- Benefits: Career advancement opportunities in a supportive, high-profile environment.
- Other info: Promote a positive compliance culture and build strong relationships across the firm.
- Why this job: Make a real impact in compliance while working with a dynamic team.
- Qualifications: At least two years' experience in client due diligence and compliance.
The predicted salary is between 30000 - 48000 £ per year.
Overview
We are working with a well-regarded professional services firm to hire a Compliance Analyst to join their growing team in Surrey. In this role, you’ll play a key part in shaping and delivering the firm’s risk and compliance strategy across all areas of the business, ensuring that regulatory, operational and strategic risks are effectively managed and mitigated.
Requirements
Our client is seeking someone with at least two years of UK regulatory experience gained either in a practice environment (legal or accountancy) or within a regulatory team at a professional body. You’ll bring a sound understanding of risk and compliance in a professional services setting, along with knowledge of CDD and AML processes.
Responsibilities
- Supporting the development and implementation of a firmwide Compliance and Risk strategy
- Assisting with embedding a strong compliance culture through training and communication initiatives
- Preparing regulatory submissions for relevant professional bodies in relation to new acquisitions
- Producing clear and accurate reporting on compliance issues and breaches
- Advising and guiding partners, managers, and staff on compliance matters
- Maintaining and updating regulatory policies, firmwide risk assessments, and procedural documentation
- Overseeing client onboarding documentation and ensuring compliance with regulatory changes
- Managing processes for identifying and resolving conflicts of interest
- Supporting GDPR compliance and timely reporting of risks to the ICO
- Liaising with professional bodies to maintain up-to-date regulatory compliance
- Drafting and implementing new regulatory guidelines as required
- Representing Compliance in wider group projects to embed best practice into evolving business processes
Ideal candidate
The ideal candidate will demonstrate excellent communication skills, meticulous attention to detail, strong problem-solving abilities, and the confidence to engage with stakeholders at all levels. A proactive mindset and a desire to continuously build technical knowledge are a must.
How to apply
This is a fantastic opportunity to join a forward-thinking firm where you can genuinely shape the compliance function and make a tangible impact on the wider business. If you are ready for your next challenge, we’d love to hear from you. Apply now to learn more.
Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on .
Ref: 1173
Details
- Seniority level: Associate
- Employment type: Full-time
- Job function: Legal
- Industries: Law Practice and Legal Services
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Compliance Analyst in London employer: AJ FOX COMPLIANCE
AJ FOX COMPLIANCE offers a dynamic and supportive work environment within a leading international law firm in London, where you can thrive as a Professional Indemnity Risk Counsel. With a strong emphasis on professional development, employees are encouraged to grow their skills and advance their careers while contributing to a culture of excellence and integrity. The firm's commitment to best practice standards ensures that you will be part of a team that values quality and compliance, making it an ideal place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like AJ FOX COMPLIANCE looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at AJ FOX COMPLIANCE. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with AJ FOX COMPLIANCE’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
