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- Tasks: Join a dynamic team as a Compliance Officer, tackling regulatory risks and ensuring compliance.
- Company: Lutine Bell supports a leading Private Bank, known for its commitment to excellence.
- Benefits: Enjoy a competitive salary up to £65,000, plus bonuses and hybrid working options.
- Why this job: Make an impact in a growing compliance function while developing your skills in a supportive environment.
- Qualifications: Experience in a generalist Compliance role, preferably in wealth management or private banking.
- Other info: Contribute to training development and engage in exciting business projects.
The predicted salary is between 39000 - 65000 £ per year.
Lutine Bell are currently supporting a leading Private Bank looking to appoint a Compliance Officer into their growing Compliance Function. This is a generalist position working across the business.
Responsibilities:
- To carry out activities, as allocated, in line with the compliance department areas of responsibility to help mitigate conduct and regulatory risks.
- To support oversight of regulatory processes across the business ensuring compliance with regulatory requirements and internal policies and procedures.
- Where appropriate, to support decisions regarding conduct and regulatory risks, including review and challenge of business initiatives and processes.
- Where appropriate, to raise and escalate issues and ensure these are appropriately resolved.
- To support the development and implementation of training requirements based on the outcome of departmental activities and as part of the wider Compliance training plan.
- To assist in business and compliance projects, ensuring that all regulatory requirements are met.
- To contribute to regular daily/weekly/monthly activities as required.
- To ensure that all internal and external deliverables, including FCA and PRA returns
Requirements:
- Experience working within a generalist Compliance role, ideally within the wealth management/private banking sector.
- Good / very good, practical understanding of FCA regulation and all other relevant regulations to the firm
Salary: up to £65,000 (plus bonus & benefits)
Location: London (hybrid working)
Lutine Bell | Compliance Officer employer: Lutine Bell
Contact Detail:
Lutine Bell Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Lutine Bell | Compliance Officer
✨Tip Number 1
Familiarize yourself with the latest FCA regulations and compliance requirements specific to private banking. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those working in wealth management or private banking. Engaging with industry peers can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully identified and mitigated compliance risks. Being able to share concrete examples will showcase your practical experience and problem-solving skills.
✨Tip Number 4
Stay informed about current trends and challenges in the compliance landscape, particularly those affecting private banks. This will allow you to engage in meaningful discussions during interviews and show that you're proactive about your professional development.
We think you need these skills to ace Lutine Bell | Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and requirements, especially regarding FCA regulations and compliance processes.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance roles, particularly within wealth management or private banking. Emphasize your understanding of regulatory frameworks and any specific achievements in previous positions.
Craft a Strong Cover Letter: Write a compelling cover letter that connects your experience to the responsibilities outlined in the job description. Mention specific examples of how you've mitigated regulatory risks or contributed to compliance training in past roles.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no grammatical errors or typos, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Lutine Bell
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of FCA regulations and other relevant compliance standards. Be prepared to discuss how these regulations impact the private banking sector and provide examples from your past experience.
✨Showcase Your Generalist Compliance Experience
Highlight your previous roles in compliance, especially any experience in wealth management or private banking. Be ready to explain how your generalist skills can contribute to the compliance function of the bank.
✨Demonstrate Problem-Solving Skills
Prepare to discuss specific instances where you identified compliance issues and how you resolved them. This will show your ability to raise and escalate issues effectively while ensuring they are appropriately addressed.
✨Emphasize Training and Development Contributions
Talk about your experience in developing and implementing training programs related to compliance. Highlight how you can support the wider Compliance training plan and ensure that all staff are aware of regulatory requirements.
