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For Companies At a Glance
- Tasks: Lead compliance for marketing and distribution in a dynamic investment environment.
- Company: Join Simmons & Hanbury, a top executive search firm connecting talent with prestigious global organizations.
- Benefits: Enjoy a collaborative work culture and opportunities for professional growth in a global setting.
- Why this job: Make an impact by ensuring compliance in marketing while working with industry leaders.
- Qualifications: Ideal candidates have experience in compliance, marketing, or finance, with strong analytical skills.
- Other info: This role offers a chance to shape best practices in a fast-paced financial landscape.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Our Client:
Simmons & Hanbury are working with a leading, global investment manager in finding a hands-on compliance manager to take ownership of their EMEA marketing and distribution compliance piece.
Key Responsibilities:
- Monitoring regulatory changes relating to distribution and marketing
- Review and approval of financial promotions
- Providing distribution advice on the opening, offering, marketing, and closure of investment funds
- Design and implementation of controls for marketing of funds
- Provide ongoing training on best practice for marketing
About Simmons & Hanbury:
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance practice areas.
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Compliance Manager - Distribution & Marketing Compliance employer: ZipRecruiter
Contact Detail:
ZipRecruiter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Distribution & Marketing Compliance
✨Tip Number 1
Familiarize yourself with the latest regulatory changes in the EMEA region. This knowledge will not only help you understand the compliance landscape but also demonstrate your proactive approach to potential employers.
✨Tip Number 2
Network with professionals in the compliance field, especially those who specialize in marketing and distribution. Attend industry events or join relevant online forums to build connections that could lead to job opportunities.
✨Tip Number 3
Consider obtaining certifications related to compliance and marketing. Credentials like the Certified Compliance & Ethics Professional (CCEP) can enhance your profile and show your commitment to the field.
✨Tip Number 4
Prepare to discuss specific examples of how you've implemented compliance controls in previous roles. Being able to articulate your hands-on experience will set you apart during interviews.
We think you need these skills to ace Compliance Manager - Distribution & Marketing Compliance
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Compliance Manager position. Understand the key responsibilities and required skills, especially those related to regulatory changes and marketing compliance.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance, particularly in distribution and marketing. Use specific examples that demonstrate your ability to monitor regulatory changes and provide compliance advice.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your passion for compliance and your understanding of the financial services industry. Mention how your background aligns with the responsibilities listed in the job description.
Highlight Training Experience: If you have experience providing training on compliance best practices, make sure to emphasize this in your application. This is a key responsibility of the role, and showcasing your expertise will strengthen your application.
How to prepare for a job interview at ZipRecruiter
✨Understand Regulatory Changes
Make sure to familiarize yourself with the latest regulatory changes in distribution and marketing compliance. Being able to discuss recent developments will show your proactive approach and expertise in the field.
✨Prepare for Financial Promotions Review
Be ready to discuss your experience with reviewing and approving financial promotions. Have examples ready that demonstrate your attention to detail and understanding of compliance standards.
✨Showcase Your Training Skills
Since ongoing training on best practices is part of the role, prepare to talk about any previous experiences where you have successfully trained teams or individuals. Highlight your ability to communicate complex compliance topics clearly.
✨Demonstrate Strategic Thinking
Think about how you would design and implement controls for marketing funds. Be prepared to share your strategic approach and any relevant experiences that showcase your problem-solving skills in compliance management.
