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For Companies At a Glance
- Tasks: Monitor regulatory changes and provide compliance advice for marketing investment funds.
- Company: Simmons & Hanbury is a top executive search firm connecting talent with prestigious global organizations.
- Benefits: Gain hands-on experience in compliance while working with leading financial services firms.
- Why this job: Join a dynamic team and enhance your skills in a fast-paced, impactful environment.
- Qualifications: Ideal for those with a background in finance or compliance; training provided.
- Other info: This is a mid-term contract role with opportunities for professional growth.
The predicted salary is between 43200 - 72000 £ per year.
Job Description
Our Client:
Simmons & Hanbury are working with a leading, global investment manager in finding a hands-on Compliance Consultant for a mid-term contract with a focus on distribution / marketing compliance.
Key Responsibilities:
- Monitoring regulatory changes relating to distribution and marketing
- Review and approval of financial promotions
- Providing distribution advice on the opening, offering, marketing, and closure of investment funds
- Design and implementation of controls for marketing of funds
- Provide ongoing training on best practice for marketing
About Simmons & Hanbury:
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance and Corporate Governance practice areas, while our Legal Services division Hanbury Partners provides flexible consultancy arrangements. We facilitate secondments for senior lawyers into in-house legal departments and law firms, and source specialist lawyers for bespoke projects.
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Compliance Consultant - Distribution / Marketing employer: ZipRecruiter
Contact Detail:
ZipRecruiter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Consultant - Distribution / Marketing
✨Tip Number 1
Familiarize yourself with the latest regulatory changes in distribution and marketing compliance. This knowledge will not only help you in interviews but also demonstrate your proactive approach to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who focus on distribution and marketing. Engaging in conversations can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've designed and implemented controls for marketing funds in previous roles. Real-life scenarios can showcase your expertise and problem-solving skills.
✨Tip Number 4
Consider brushing up on best practices for financial promotions and training methodologies. Being able to articulate these concepts will set you apart as a knowledgeable candidate ready to contribute from day one.
We think you need these skills to ace Compliance Consultant - Distribution / Marketing
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly understand the responsibilities of a Compliance Consultant, especially in distribution and marketing. Tailor your application to highlight relevant experience and skills that align with these key responsibilities.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous roles or projects where you monitored regulatory changes, reviewed financial promotions, or provided compliance advice. Use specific examples to demonstrate your expertise.
Showcase Your Knowledge: Demonstrate your understanding of current regulations and best practices in marketing compliance. Mention any relevant certifications or training that showcase your commitment to staying updated in this field.
Craft a Strong Cover Letter: Write a compelling cover letter that not only summarizes your qualifications but also expresses your enthusiasm for the role and the company. Make sure to connect your background with the mission and values of Simmons & Hanbury.
How to prepare for a job interview at ZipRecruiter
✨Understand Regulatory Changes
Make sure to familiarize yourself with the latest regulatory changes related to distribution and marketing compliance. Being able to discuss recent developments will show your proactive approach and expertise in the field.
✨Prepare for Financial Promotions Review
Be ready to discuss your experience with reviewing and approving financial promotions. Highlight specific examples where you ensured compliance and how you handled any challenges that arose.
✨Showcase Your Advisory Skills
Demonstrate your ability to provide distribution advice effectively. Prepare scenarios where you advised on the opening, offering, marketing, or closure of investment funds, emphasizing your strategic thinking.
✨Emphasize Training Experience
If you have experience in providing training on best practices for marketing, be sure to mention it. Discuss how you designed and implemented training programs, as this is crucial for the role.
