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For Companies At a Glance
- Tasks: Oversee shareholder activity and ensure compliance with reporting requirements.
- Company: Join a leading global investment manager focused on equities, fixed income, and private markets.
- Benefits: Enjoy a dynamic team environment and opportunities for professional growth.
- Why this job: Be part of a collegiate culture that values compliance and regulatory guidance.
- Qualifications: Significant experience in investment shareholder disclosure is essential.
- Other info: Work from the heart of London with prestigious clients across various sectors.
The predicted salary is between 43200 - 72000 £ per year.
Our Client: Simmons & Hanbury are working with a leading, global investment manager whose investment strategy is primarily focused across equities, fixed income, and private markets. They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place.
Key Responsibilities:
- Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements.
- Prepare and submit disclosure reports within internal and regulatory deadlines.
- Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to key internal stakeholders.
- Drive issue resolution, provide regulatory guidance, support data analysis initiatives, and contribute to compliance-related projects.
About Simmons & Hanbury: Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search and market intelligence within the Legal, Compliance, and Corporate Governance practice areas, while our Legal Services division Hanbury Partners provides flexible consultancy arrangements. We facilitate secondments for senior lawyers into in-house legal departments and law firms, and source specialist lawyers for bespoke projects.
Shareholding Disclosures Compliance Officer - Leading Investment Manager employer: ZipRecruiter
Contact Detail:
ZipRecruiter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Shareholding Disclosures Compliance Officer - Leading Investment Manager
✨Tip Number 1
Familiarise yourself with the ISH reporting requirements and any recent regulatory changes. This knowledge will not only help you in interviews but also demonstrate your proactive approach to compliance.
✨Tip Number 2
Network with professionals in the investment management sector, particularly those involved in compliance. Engaging with industry peers can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues in the past. Highlighting your problem-solving skills and ability to drive issue resolution will set you apart from other candidates.
✨Tip Number 4
Stay updated on the latest trends and developments in shareholder disclosure compliance. Being well-informed will allow you to contribute meaningfully to discussions during the interview process.
We think you need these skills to ace Shareholding Disclosures Compliance Officer - Leading Investment Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Shareholding Disclosures Compliance Officer. Familiarise yourself with ISH reporting requirements and compliance frameworks relevant to investment management.
Tailor Your CV: Highlight your experience in shareholder disclosure and compliance within your CV. Use specific examples that demonstrate your ability to perform oversight, prepare reports, and analyse regulatory developments.
Craft a Compelling Cover Letter: Write a cover letter that connects your skills and experiences directly to the job description. Emphasise your analytical abilities and your experience in providing regulatory guidance, as these are key aspects of the role.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that your documents are formatted professionally. A polished application reflects your attention to detail.
How to prepare for a job interview at ZipRecruiter
✨Understand Shareholder Disclosure Regulations
Familiarise yourself with the key regulations surrounding shareholder disclosures, particularly ISH reporting requirements. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've previously analysed regulatory developments and their implications on compliance frameworks. Highlighting your analytical skills will show that you can contribute effectively to the team.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities in compliance situations. Think of past experiences where you successfully resolved compliance issues and be ready to share those stories.
✨Demonstrate Team Collaboration
Since the role involves working within a collegiate and dynamic team, be prepared to discuss how you've collaborated with others in previous roles. Emphasising your teamwork skills will align well with the company culture.
