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- Tasks: Lead compliance efforts and ensure adherence to UK regulations in a dynamic fintech environment.
- Company: Join an award-winning fintech scale-up focused on improving financial wellbeing in the UK.
- Benefits: Enjoy flexible working options, a vibrant team culture, and opportunities for professional growth.
- Why this job: Be part of a mission-driven company making a real impact on people's financial lives.
- Qualifications: 5+ years in compliance within financial services, with strong knowledge of FCA regulations.
- Other info: This role is based in Bristol, with a collaborative and innovative team atmosphere.
The predicted salary is between 43200 - 72000 £ per year.
My client is an award-winning fintech scale-up operating within the financial wellbeing market. Having launched in 2018, they are on a mission to improve the financial state of individuals within the UK via a variety of credit building and saving tools with education mixed in along the way. Having been recognised by many industry bodies, built a team to 120 people in the UK and having a US presence - It’s an exciting time to join the company.
We are now looking for a Senior Compliance Manager to join the team - you’ll play a critical role in shaping and embedding compliance frameworks to ensure adherence to UK regulatory requirements. Reporting to the Chief Risk Officer, you’ll be instrumental in guiding our teams to navigate complex regulatory landscapes and deliver positive outcomes for our customers.
Your responsibilities:
- Regulatory Expertise: Lead the interpretation and application of FCA regulations, particularly around Consumer Duty, to ensure compliance across all operations.
- Consumer Duty Delivery: Design and execute frameworks for embedding Consumer Duty across the organization, ensuring customer-centric practices are applied.
- Consumer Credit Compliance: Oversee the development, maintenance, and implementation of policies and procedures related to regulated consumer credit products, in line with the CONC sourcebook and responsible lending principles.
- Monitoring and Assurance: Conduct regular compliance monitoring and provide assurance to senior stakeholders on regulatory adherence.
- Training and Guidance: Develop and deliver compliance training to teams, ensuring understanding of regulatory obligations and promoting a compliance-focused culture.
- Risk Management: Identify, assess, and mitigate compliance risks, providing strategic advice on regulatory impacts to product and service development.
- Reporting: Prepare and present regulatory compliance reports to senior leadership and external regulators as required.
- Collaboration: Partner with cross-functional teams, including Product, Operations, and Legal, to align business goals with regulatory standards.
Requirements:
- You have a strong background in compliance, with 5 years or more experience in financial services, ideally with some experience of consumer credit.
- You are well-versed in FCA regulations and their application to consumer credit products.
- You have proven expertise in delivering Consumer Duty initiatives.
- You possess excellent communication skills, with the ability to influence and guide teams at all levels.
- You are highly analytical and detail-oriented, capable of interpreting complex regulations and translating them into practical solutions.
- You are proactive, collaborative, and committed to driving a customer-first approach in compliance practices.
- You are confident in using compliance monitoring tools and frameworks.
Regulatory Compliance Manager employer: ZipRecruiter
Contact Detail:
ZipRecruiter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest FCA regulations, especially those related to Consumer Duty. Understanding these regulations in depth will not only help you during interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the fintech and compliance sectors. Attend industry events or webinars to connect with others who can provide insights into the role and potentially refer you to opportunities within their organisations.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance frameworks in previous roles. Highlighting your hands-on experience will show that you can effectively contribute to our mission at StudySmarter.
✨Tip Number 4
Research our company culture and values. Understanding what we stand for will allow you to tailor your conversations and show how your personal values align with ours, making you a more attractive candidate.
We think you need these skills to ace Regulatory Compliance Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a Regulatory Compliance Manager. Familiarise yourself with FCA regulations and Consumer Duty principles, as these will be crucial in your application.
Tailor Your CV: Highlight your relevant experience in compliance and financial services, particularly any work related to consumer credit. Use specific examples that demonstrate your expertise in regulatory frameworks and your ability to deliver compliance initiatives.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the fintech landscape. Mention how your skills align with the company's mission to improve financial wellbeing and how you can contribute to their goals.
Showcase Your Communication Skills: In your application, emphasise your communication abilities. Provide examples of how you've influenced teams or delivered training on compliance matters, as this is a key aspect of the role.
How to prepare for a job interview at ZipRecruiter
✨Know Your Regulations
Make sure you have a solid understanding of FCA regulations, especially around Consumer Duty. Be prepared to discuss how these regulations apply to consumer credit products and share examples of how you've navigated complex regulatory landscapes in the past.
✨Showcase Your Experience
Highlight your 5+ years of experience in compliance within financial services. Bring specific examples of how you've successfully implemented compliance frameworks or training programmes that align with regulatory requirements.
✨Demonstrate Analytical Skills
Be ready to showcase your analytical abilities by discussing how you've interpreted complex regulations and turned them into practical solutions. Consider preparing a case study or example where your analytical skills led to positive outcomes.
✨Emphasise Collaboration
Since the role involves partnering with cross-functional teams, be prepared to discuss your collaborative experiences. Share instances where you've worked with Product, Operations, or Legal teams to align business goals with compliance standards.
