Financial Services Consultant - Regulatory Compliance Monitoring
Financial Services Consultant - Regulatory Compliance Monitoring

Financial Services Consultant - Regulatory Compliance Monitoring

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support clients with compliance monitoring and regulatory analysis in a fast-paced environment.
  • Company: Join a high-growth Financial Services Consultancy backed by private equity.
  • Benefits: Gain valuable experience in a dynamic setting with opportunities for professional growth.
  • Why this job: Be part of a team that shapes compliance practices and makes a real impact in the industry.
  • Qualifications: Bachelor's degree in Finance, Law, Economics, or Business; 1-3 years in compliance or regulatory support.
  • Other info: Located in London; no sponsorship available.

The predicted salary is between 36000 - 60000 £ per year.

Miryco Consultants are working with a private equity backed high-growth Financial Services Consultancy. The firm are looking for a professional with strong regulatory knowledge to support the delivery of regulatory compliance and operations services to their clients. This position is a great fit for a highly motivated and detail-oriented professional looking to join a fast-paced consultancy through their next stage of growth.

Responsibilities:

  • Support clients with the execution and ongoing maintenance of compliance monitoring programmes.
  • Assist with the drafting and review of key policies such as Financial Crime, Anti-Money Laundering (AML), and Personal Account Dealing.
  • Conduct quarterly horizon scanning exercises to identify and summarise upcoming regulatory changes for external and internal stakeholders.
  • Perform ad hoc regulatory compliance research and analysis tasks for clients.
  • Work with client stakeholders to maintain awareness of regulatory expectations and promote compliance best practices.

Experience:

  • Bachelor's degree in Finance, Law, Economics, or Business.
  • 1-3 years of experience in compliance, operations, or regulatory support within Financial Services or Consulting.
  • Excellent working knowledge of UK regulatory frameworks.

Location: London, UK

Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within five working days of submitting your application, then unfortunately you have not been shortlisted for the opportunity. We will however, be in touch should there be any other opportunities of potential interest that are suiting to your skills.

Financial Services Consultant - Regulatory Compliance Monitoring employer: ZipRecruiter

Miryco Consultants is an exceptional employer, offering a dynamic work environment in the heart of London that fosters professional growth and development. With a strong focus on regulatory compliance, employees benefit from engaging projects, collaborative culture, and opportunities to enhance their expertise in a fast-paced consultancy setting. Join us to be part of a high-growth firm where your contributions are valued and rewarded.
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Contact Detail:

ZipRecruiter Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Financial Services Consultant - Regulatory Compliance Monitoring

✨Tip Number 1

Familiarise yourself with the latest UK regulatory frameworks and compliance trends. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a fast-paced environment.

✨Tip Number 2

Network with professionals in the financial services sector, especially those involved in regulatory compliance. Attend industry events or join relevant online forums to build connections that could lead to valuable insights and potential referrals.

✨Tip Number 3

Prepare to discuss specific examples of how you've contributed to compliance monitoring programmes in previous roles. Highlighting your hands-on experience will set you apart from other candidates.

✨Tip Number 4

Research Miryco Consultants and their client base thoroughly. Understanding their values and the types of clients they serve will allow you to tailor your conversation during interviews and show that you're genuinely interested in the role.

We think you need these skills to ace Financial Services Consultant - Regulatory Compliance Monitoring

Regulatory Knowledge
Compliance Monitoring
Policy Drafting and Review
Financial Crime Awareness
Anti-Money Laundering (AML) Expertise
Personal Account Dealing Regulations
Horizon Scanning
Regulatory Research and Analysis
Stakeholder Engagement
Best Practices in Compliance
Attention to Detail
Analytical Skills
Communication Skills
Project Management
Knowledge of UK Regulatory Frameworks

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in compliance, operations, or regulatory support. Emphasise your knowledge of UK regulatory frameworks and any specific projects you've worked on that relate to the responsibilities outlined in the job description.

Craft a Compelling Cover Letter: Write a cover letter that showcases your motivation for the role and your understanding of the consultancy's needs. Mention your experience with compliance monitoring programmes and your ability to draft key policies like AML and Financial Crime.

Highlight Relevant Skills: In your application, focus on skills that are crucial for this role, such as attention to detail, analytical abilities, and strong communication skills. Provide examples of how you've used these skills in previous roles.

Follow Up: After submitting your application through our website, consider sending a polite follow-up email after a week. This shows your enthusiasm for the position and keeps you on their radar.

How to prepare for a job interview at ZipRecruiter

✨Showcase Your Regulatory Knowledge

Make sure to brush up on the latest UK regulatory frameworks and compliance standards. Be prepared to discuss specific regulations like AML and Financial Crime, as well as how they impact the consultancy's operations.

✨Demonstrate Attention to Detail

As a Financial Services Consultant, attention to detail is crucial. During the interview, provide examples of how you've successfully managed compliance monitoring programmes or drafted key policies in your previous roles.

✨Prepare for Scenario-Based Questions

Expect questions that assess your problem-solving skills in real-world scenarios. Think about past experiences where you had to conduct compliance research or adapt to regulatory changes, and be ready to share those stories.

✨Engage with the Interviewers

Show enthusiasm for the role and the company by asking insightful questions about their compliance strategies and future regulatory challenges. This demonstrates your genuine interest and helps you stand out as a candidate.

Financial Services Consultant - Regulatory Compliance Monitoring
ZipRecruiter
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  • Financial Services Consultant - Regulatory Compliance Monitoring

    London
    Full-Time
    36000 - 60000 £ / year (est.)

    Application deadline: 2027-05-02

  • Z

    ZipRecruiter

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