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- Tasks: Manage compliance monitoring and oversee financial promotions and anti-financial crime activities.
- Company: Join a leading global asset manager with a strong reputation in the industry.
- Benefits: Work in a dynamic environment with opportunities for professional growth and development.
- Why this job: Be part of a crucial team that shapes risk management and compliance strategies.
- Qualifications: 5+ years of asset management experience required; commitment to a 12-month role essential.
- Other info: Office presence is required three days a week for collaboration.
The predicted salary is between 48000 - 72000 £ per year.
Job Description
I’m working with a leading global asset manager on a wide-ranging role in its risk compliance and risk team.
A full specification is available upon request; however, here are the key responsibilities:
Key Responsibilities
- Running the compliance monitoring programme
- SMCR oversight
- Financial promotions – oversight and approval
- Anti-financial crime activities
- Regulatory developments
- Operational risk
- Trade compliance
Experience
A minimum of 5 years asset management experience is required.
Prepared to commit to a minimum of 12 months in the role.
My client requests that its staff are in the office for three days per week.
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Compliance & Risk Manager - 1 year FTC. Exclusive mandate employer: ZipRecruiter
Contact Detail:
ZipRecruiter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Risk Manager - 1 year FTC. Exclusive mandate
✨Tip Number 1
Make sure to highlight your experience in asset management, especially if you have worked on compliance monitoring programs or regulatory developments. Tailor your discussions to showcase how your background aligns with the key responsibilities outlined in the job description.
✨Tip Number 2
Network with professionals in the asset management industry, particularly those who are involved in compliance and risk management. Attend relevant events or webinars to connect with potential colleagues and learn more about the company culture.
✨Tip Number 3
Stay updated on the latest regulatory changes and trends in financial promotions and anti-financial crime activities. Being knowledgeable about current issues will help you demonstrate your expertise during interviews.
✨Tip Number 4
Prepare to discuss your approach to operational risk and trade compliance in detail. Think of specific examples from your past experience that illustrate your problem-solving skills and ability to manage risks effectively.
We think you need these skills to ace Compliance & Risk Manager - 1 year FTC. Exclusive mandate
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of a Compliance & Risk Manager. Familiarize yourself with compliance monitoring programs, SMCR oversight, and anti-financial crime activities to tailor your application effectively.
Highlight Relevant Experience: Emphasize your asset management experience, particularly any roles that involved compliance or risk management. Use specific examples to demonstrate your expertise in these areas.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the key responsibilities listed in the job description. Be sure to mention your commitment to the role for at least 12 months.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in compliance and risk management.
How to prepare for a job interview at ZipRecruiter
✨Know Your Compliance Frameworks
Make sure you have a solid understanding of compliance frameworks relevant to asset management. Be prepared to discuss how you've implemented or monitored these frameworks in your previous roles.
✨Demonstrate Your Risk Management Experience
Highlight your experience in operational risk and trade compliance. Prepare specific examples of how you've successfully managed risks in past positions, as this will show your capability in the role.
✨Stay Updated on Regulatory Changes
Familiarize yourself with recent regulatory developments in the asset management industry. Being able to discuss current trends and their implications will demonstrate your proactive approach to compliance.
✨Show Commitment to Team Collaboration
Since the role requires being in the office three days a week, emphasize your ability to work collaboratively in a team environment. Share examples of how you've effectively worked with cross-functional teams in the past.
