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- Tasks: Ensure compliance with legal and regulatory obligations in a dynamic law firm.
- Company: Join ZEDRA Legal Services, a boutique law firm under the SRA's regulation.
- Benefits: Enjoy a supportive work environment with opportunities for professional growth.
- Why this job: Be part of a vital role that shapes legal compliance and impacts client trust.
- Qualifications: Qualified lawyer with 5+ years PQE and 2 years as a Compliance Officer.
- Other info: Ideal for self-motivated individuals passionate about legal standards and regulations.
The predicted salary is between 43200 - 72000 £ per year.
As part of the ZEDRA group, ZEDRA Legal Services (ZLS) is a Solicitors Regulation Authority (SRA) regulated business. ZLS is a boutique private practice law firm serving its sister company, ZEDRA Trust Company (UK) Limited and a limited number of private clients in connection with private client matters, PoAs, wills, trusts and probate.
As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and Regulations.
Key Accountabilities- Compliance with the terms and conditions of ZLS’s authorisation.
- Compliance by ZLS and its managers, employees or interest holders with the applicable SRA regulatory arrangements.
- Ensuring that ZLS’s managers and interest holders and those it employs or contracts with do not cause or substantially contribute to a breach of the SRA’s regulatory arrangements.
- Prompt reporting to the SRA of any facts or matters that they reasonably believe are capable of amounting to a serious breach of the terms and conditions of the firm’s authorisation, or the SRA’s regulatory arrangements applicable to the firm, its managers or employees.
- Informing the SRA promptly of any facts or matters that the COLP reasonably believes should be brought to its attention so that it may investigate whether a serious breach of its regulatory arrangements has occurred or otherwise exercise its regulatory powers.
- Be a qualified lawyer with 5+ years PQE working for a reputable SRA regulated law firm.
- Have previous experience as a Compliance Officer for Legal Practice (COLP) of at least 2 years.
- Have excellent prioritisation and time management skills.
- Be self-motivated and focused on ensuring ongoing compliance with the SRA’s Standards and Regulations.
- Have the ability to articulate any issues of concern at Board level and to senior management.
- Be fluent in English, with strong verbal and written communication skills which are critical to the position.
Compliance Officer for Legal Practice (COLP) employer: ZEDRA Group
Contact Detail:
ZEDRA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer for Legal Practice (COLP)
✨Tip Number 1
Network with professionals in the legal compliance field. Attend industry events or webinars where you can meet current Compliance Officers and learn about their experiences. This can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest SRA regulations and compliance trends. Subscribe to relevant legal newsletters or join online forums where compliance issues are discussed. Demonstrating your knowledge during interviews can set you apart from other candidates.
✨Tip Number 3
Prepare for potential interview questions by reviewing common scenarios a COLP might face. Think about how you would handle compliance breaches or regulatory changes, as this will showcase your problem-solving skills and readiness for the role.
✨Tip Number 4
Research ZEDRA Legal Services specifically. Understand their business model and any recent news related to them. Tailoring your conversation to their specific needs and challenges during the interview can demonstrate your genuine interest in the position.
We think you need these skills to ace Compliance Officer for Legal Practice (COLP)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a lawyer and your experience in compliance roles. Emphasise your 5+ years PQE and any specific achievements related to SRA regulations.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your understanding of the role of a Compliance Officer for Legal Practice. Mention your previous experience as a COLP and how it aligns with ZEDRA's needs.
Showcase Communication Skills: Since strong verbal and written communication skills are critical for this position, provide examples in your application that demonstrate your ability to communicate effectively at all levels, especially with senior management.
Highlight Regulatory Knowledge: Discuss your familiarity with SRA Standards and Regulations in your application. Provide specific examples of how you have ensured compliance in previous roles, showcasing your proactive approach to regulatory obligations.
How to prepare for a job interview at ZEDRA Group
✨Know Your Regulations
Familiarise yourself with the SRA’s Standards and Regulations. Be prepared to discuss how your experience aligns with these regulations and how you can ensure compliance within the firm.
✨Demonstrate Your Experience
Highlight your previous roles as a Compliance Officer for Legal Practice. Share specific examples of how you've successfully managed compliance issues and contributed to regulatory adherence in your past positions.
✨Showcase Communication Skills
Since strong verbal and written communication skills are critical, practice articulating complex compliance issues clearly and concisely. Be ready to explain how you would communicate concerns to senior management effectively.
✨Prepare for Scenario Questions
Anticipate scenario-based questions that may test your problem-solving abilities. Think about potential compliance challenges you might face in this role and how you would address them.
