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- Tasks: Ensure compliance with legal and regulatory obligations in a dynamic law firm environment.
- Company: Join ZEDRA Legal Services, a boutique law firm regulated by the SRA.
- Benefits: Enjoy a supportive work culture with opportunities for professional growth.
- Why this job: Make a real impact on compliance while working in a collaborative team.
- Qualifications: Qualified lawyer with 5+ years PQE and 2 years as a Compliance Officer.
- Other info: Fluency in English and strong communication skills are essential.
The predicted salary is between 48000 - 72000 £ per year.
As part of the ZEDRA group, ZEDRA Legal Services (ZLS) is a Solicitors Regulation Authority (SRA) regulated business. ZLS is a boutique private practice law firm serving its sister company, ZEDRA Trust Company (UK) Limited and a limited number of private clients in connection with private client matters, PoAs, wills, trusts and probate.
As Compliance Officer for Legal Practice (COLP), you will play a key role in ensuring the firm adheres to its legal and regulatory obligations under both primary legislation and the SRA’s Standards and Regulations.
Key Accountabilities- Compliance with the terms and conditions of ZLS's authorisation.
- Compliance by ZLS and its managers, employees or interest holders with the applicable SRA regulatory arrangements.
- Ensuring that ZLS's managers and interest holders and those it employs or contracts with do not cause or substantially contribute to a breach of the SRA's regulatory arrangements.
- Prompt reporting to the SRA of any facts or matters that they reasonably believe are capable of amounting to a serious breach of the terms and conditions of the firm's authorisation, or the SRA's regulatory arrangements applicable to the firm, its managers or employees.
- Informing the SRA promptly of any facts or matters that the COLP reasonably believes should be brought to its attention so that it may investigate whether a serious breach of its regulatory arrangements has occurred or otherwise exercise its regulatory powers.
- Be a qualified lawyer with 5+ years PQE working for a reputable SRA regulated law firm.
- Have previous experience as a Compliance Officer for Legal Practice (COLP) of at least 2 years.
- Have excellent prioritisation and time management skills.
- Be self-motivated and focused on ensuring ongoing compliance with the SRA’s Standards and Regulations.
- Have the ability to articulate any issues of concern at Board level and to senior management.
- Be fluent in English, with strong verbal and written communication skills which are critical to the position.
Compliance Officer for Legal Practice employer: ZEDRA Group
Contact Detail:
ZEDRA Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer for Legal Practice
✨Tip Number 1
Familiarise yourself with the SRA's Standards and Regulations. Understanding these guidelines will not only help you in the interview but also demonstrate your commitment to compliance, which is crucial for the role.
✨Tip Number 2
Network with professionals in the legal compliance field. Attend relevant seminars or webinars where you can meet current Compliance Officers or legal practitioners. This can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss real-life scenarios where you ensured compliance in previous roles. Be ready to articulate how you handled specific challenges, as this will showcase your practical experience and problem-solving skills.
✨Tip Number 4
Research ZEDRA Legal Services and their specific compliance needs. Tailoring your knowledge about their operations and any recent news related to them can set you apart and show your genuine interest in the firm.
We think you need these skills to ace Compliance Officer for Legal Practice
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your qualifications as a lawyer and your experience as a Compliance Officer for Legal Practice. Emphasise your 5+ years PQE and any specific compliance-related achievements.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying to ZEDRA Legal Services. Discuss your understanding of the SRA's Standards and Regulations and how your skills align with the role.
Showcase Relevant Experience: In your application, provide examples of how you've ensured compliance in previous roles. Highlight any instances where you reported serious breaches or contributed to regulatory adherence.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. Ensure that your written communication is clear and professional, reflecting the strong verbal and written skills required for the position.
How to prepare for a job interview at ZEDRA Group
✨Know Your Regulations
Familiarise yourself with the SRA's Standards and Regulations. Being able to discuss specific regulations and how they apply to the role will demonstrate your expertise and commitment to compliance.
✨Showcase Your Experience
Prepare to discuss your previous experience as a Compliance Officer for Legal Practice. Highlight specific challenges you faced and how you successfully navigated them, showcasing your problem-solving skills.
✨Communicate Clearly
Strong verbal and written communication skills are crucial for this role. Practice articulating complex compliance issues in a clear and concise manner, as you may need to explain these to senior management or the Board.
✨Demonstrate Time Management Skills
Be ready to discuss how you prioritise tasks and manage your time effectively. Provide examples of how you've handled multiple compliance obligations simultaneously while ensuring all deadlines were met.
