Global Head of Compliance
Global Head of Compliance

Global Head of Compliance

London Full-Time 43200 - 72000 Β£ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead compliance strategy and ensure regulatory alignment for innovative financial products.
  • Company: Join Zeal Group, a rapidly growing FinTech with a global presence and a tech hub in Cyprus.
  • Benefits: Enjoy a collaborative culture, opportunities for growth, and the chance to influence industry standards.
  • Why this job: Be part of a dynamic team driving technological innovation and making a real impact in finance.
  • Qualifications: Must have extensive compliance experience in financial services and a relevant university degree.
  • Other info: This is an executive-level full-time role based in London, perfect for ambitious leaders.

The predicted salary is between 43200 - 72000 Β£ per year.

Zeal Group is an award-winning FinTech organisation offering a variety of products. Established in 2017, we have rapidly expanded to a team of over 700 employees globally
With our headquarters in London and offices around Europe, Asia, North & South Africa, Middle East, and South America, we take pride in our Technology hub located in Cyprus
At Zeal, we are dedicated to fostering a product-centric and people-oriented culture, driven by our passion for growth, technological innovation, and collaboration .
Your Responsibilities

  • Develop the compliance function and lead the company\’s regulatory strategy ensuring its alignment to the product roadmap
  • Establish and embed an effective risk management framework and monitor compliance with our regulatory obligations
  • Develop, manage and implement policies and procedures for regulatory compliance
  • Act as a strategic advisor to our Executive and Senior Management for growth and expansion
  • Ensure adherence to regulatory requirements and reporting obligations and advise the business across all regulatory and compliance matters
  • Ensure our products are developed with a complete understanding of the regulatory implications and the company systems and processes meet the relevant quality and regulatory standards
  • Monitor new legislation, guidance, consultations and cases that impact financial regulation
  • Perform compliance checks and report on risk and compliance of our internal business processes, to provide assurance to clients; and ensure our key suppliers are complying with agreed standards and contract terms
  • Promote a sustainable culture of risk awareness in the business that is consistent with Globacap\’s core values
  • Collaborate with external and internal auditors and HR when required.
  • Provide an advisory service to employees on regulatory requirements and hoe to most-effectively achieve compliance with these.
  • Communicate with and influence senior management, especially via relevant governance forums, on both matters arising and strategic decisions which have regulatory relevance
  • Communicate with industry peers to identify latest themes and issues and best market practices
  • Any other ad hoc duties that may be required from time to time

What does the ideal candidate look like:

  • Highly experienced within compliance roles in the financial services sector
  • Able to work collaboratively as well as independently
  • Upholds the firm\’s legal, regulatory, ethical standards and reputation
  • Ability to work under pressure while maintaining high accuracy and quality standards
  • Ability to demonstrate integrity in all tasks and functions performed
  • Good interpersonal and communication skills both verbally and written
  • Strong attention to detail and accuracy
  • Able to prioritise and re-prioritise in a fast moving and constantly changing environment

Requirements:

  • Educated to University degree level, preferably in law, accounting, business, finance or related discipline or equivalent
  • Highly experienced Compliance generalist in the Financial Services sector
  • Experienced in CFD, spread betting, derivative products, required
  • Strong working knowledge of internation AML rules, securities trading, payments regulations and understanding of financial markets
  • Knowledge of market dynamics, liquidity and trading practices
  • Well-developed understanding of multiple assets and instruments
  • Strong understanding of Audit process
  • Understanding of client money segregation rules
  • Understanding of capital adequacy rules

Seniority level

  • Seniority level

    Executive

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Legal

  • Industries

    Non-profit Organizations and Primary and Secondary Education

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Global Head of Compliance employer: Zeal Group

At Zeal Group, we pride ourselves on being an exceptional employer, offering a dynamic and inclusive work environment that fosters innovation and collaboration. Our commitment to employee growth is evident through our comprehensive training programmes and opportunities for advancement within our global network, particularly in our vibrant London headquarters. With a focus on maintaining a strong ethical framework and a culture of risk awareness, we empower our team members to thrive while contributing to the success of our cutting-edge FinTech solutions.
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Contact Detail:

Zeal Group Recruiting Team

StudySmarter Expert Advice 🀫

We think this is how you could land Global Head of Compliance

✨Tip Number 1

Network with professionals in the compliance and financial services sectors. Attend industry events, webinars, or local meetups to connect with others who may have insights into the role and the company culture at Zeal Group.

✨Tip Number 2

Stay updated on the latest regulatory changes and trends in the financial services industry. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and risk management.

✨Tip Number 3

Prepare to discuss specific examples of how you've successfully implemented compliance strategies in previous roles. Highlight your experience with AML rules, securities trading, and any relevant regulatory frameworks.

✨Tip Number 4

Familiarise yourself with Zeal Group's products and their regulatory implications. Understanding their offerings will allow you to speak more knowledgeably about how you can contribute to their compliance function.

We think you need these skills to ace Global Head of Compliance

Regulatory Compliance Expertise
Risk Management Framework Development
Policy and Procedure Implementation
Strategic Advisory Skills
Financial Services Knowledge
AML Regulations Understanding
Knowledge of Securities Trading
Client Money Segregation Rules
Capital Adequacy Rules
Audit Process Familiarity
Interpersonal Communication Skills
Attention to Detail
Ability to Work Under Pressure
Adaptability in Fast-Paced Environments
Collaboration with Auditors and HR

Some tips for your application 🫑

Tailor Your CV: Make sure your CV highlights your experience in compliance roles within the financial services sector. Emphasise your knowledge of AML rules, securities trading, and any relevant regulatory frameworks that align with Zeal Group's needs.

Craft a Compelling Cover Letter: In your cover letter, express your passion for compliance and how your background aligns with Zeal Group's mission. Mention specific experiences where you've successfully implemented compliance strategies or managed risk frameworks.

Showcase Relevant Skills: Clearly outline your skills that are pertinent to the role, such as your ability to work under pressure, attention to detail, and strong communication skills. Provide examples of how you've demonstrated these skills in previous positions.

Research Zeal Group: Familiarise yourself with Zeal Group's products and their regulatory environment. Understanding their business model will help you articulate how you can contribute to their compliance function and support their growth strategy.

How to prepare for a job interview at Zeal Group

✨Understand the Regulatory Landscape

Make sure you have a solid grasp of the current regulatory environment in the financial services sector. Familiarise yourself with key regulations, compliance frameworks, and recent changes that could impact Zeal Group's operations.

✨Demonstrate Strategic Thinking

Prepare to discuss how you would align compliance strategies with the company's product roadmap. Think about how you can contribute to the growth and expansion of the business while ensuring adherence to regulatory requirements.

✨Showcase Your Interpersonal Skills

As a Global Head of Compliance, you'll need to communicate effectively with senior management and other stakeholders. Be ready to provide examples of how you've influenced decision-making in previous roles and how you can foster collaboration across teams.

✨Highlight Your Attention to Detail

In compliance, accuracy is crucial. Prepare to discuss specific instances where your attention to detail has helped identify risks or improve compliance processes. This will demonstrate your ability to maintain high standards under pressure.

Global Head of Compliance
Zeal Group

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