At a Glance
- Tasks: Oversee compliance for mortgage and protection cases while driving innovative projects.
- Company: Established independent mortgage brokerage with a focus on impartial advice.
- Benefits: Competitive salary, annual bonus, hybrid work model, and employee benefits.
- Other info: Dynamic environment with opportunities for career development and professional growth.
- Why this job: Join a growing team and make a real impact in the compliance field.
- Qualifications: Experience in mortgage compliance or strong administration background with a compliance interest.
The predicted salary is between 36000 - 44000 £ per year.
Compliance Supervisor
My client is a very well established, successful, Directly Authorised, Independent Mortgage and Protection Brokerage.
The company's main aim is to provide the best and most impartial advice available to its clientele.
In turn Broker's at this company have no sales targets in place to achieve.
Due to business growth, the company are currently keen to recruit a permanent, employed, Compliance Supervisor to join their established team based within London.
This is a hybrid role, whereby the successful candidate would work both from a central London office for two days per week and you will also have the opportunity to work from home on a three days per week basis.
Within this position the successful candidate will provide the business with compliance oversight support in relation to both mortgage cases (residential and BTL) and associated protection cases.
Naturally, a candidate for this position that has experience of working specifically within a dedicated mortgage and protection compliance focused role is ideal.
Although, candidate's with a strong background within mortgage and protection case administration, who have a keen interest within compliance, will also happily be considered for this position.
The company are a successful, growing business, providing you with the opportunity to develop your career further. Allowing this to be a long term/career based opportunity.
- Key role features
- File Checking/Audits, ensuring file compliance is at a high standard.
- Broker Call Monitoring.
- Completing one-to-one compliance reviews with Broker's.
- AML Overview.
- Supervising/Developing the firms T&C Policy.
- Driving your own Compliance Projects.
- Developing the firms use of AI within compliance.
- Handling highly confidential documentation.
- Contributing to MI and board reporting.
- You will be provided with all required technology and office provisions.
Plus the availability to both board and general meeting rooms within a prime Central London office to work from.
- You will work within both a professional environment and alongside a successful, friendly and helpful team of experienced Broker's.
- Key candidate attributes
- Mortgage (and also preferably protection) based compliance supervision experience that has been gained within the independent market.
Candidate's with strong mortgage and protection case administration experience will also be considered for this position.
- Excellent accuracy and attention to detail whilst understanding the bigger picture.
- A strong work ethic, with a proactive approach and excellent time-management.
- A candidate who is professional and ambitious.
- Excellent inter-personal and communication skills with a friendly and approachable attitude.
- A strong multi-tasker with good organisational and prioritisation skills.
- A team player with ability to work on own initiative when required.
- A candidate who can respond to changing circumstances, be flexible and manage change within a dynamic environment.
- A candidate who has a genuine interest in compliance and the way in which it enhances the company profile.
The successful candidate will receive a basic salary of up to circa £40,000, which is negotiable based on skill-set/ability/role experience.
Plus, an annual bonus will be made available and employee benefits.
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Mortgage Compliance Supervisor employer: Your Mortgage Recruiter
Join a dynamic team in Cheshunt, Hertfordshire, where we prioritise employee growth and development. As a Mortgage and Protection Advisor, you'll benefit from a supportive work culture that values your expertise, with qualified leads provided to ensure your success. Enjoy competitive remuneration and the opportunity to make a meaningful impact in clients' lives while working in a collaborative environment.
StudySmarter Expert Advice🤫
We think this is how you could land Mortgage Compliance Supervisor
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Your Mortgage Recruiter. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Mortgage Compliance Supervisor
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Your Mortgage Recruiter.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Your Mortgage Recruiter's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Your Mortgage Recruiter
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Your Mortgage Recruiter.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Your Mortgage Recruiter will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Your Mortgage Recruiter employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
