At a Glance
- Tasks: Oversee compliance for mortgage and protection cases while driving innovative projects.
- Company: Established independent mortgage brokerage with a focus on impartial advice.
- Benefits: Competitive salary, annual bonus, hybrid work model, and employee benefits.
- Other info: Dynamic environment with opportunities for career development and professional growth.
- Why this job: Join a growing team and make a real impact in the mortgage compliance sector.
- Qualifications: Experience in mortgage compliance or strong administration background with interest in compliance.
My client is a very well established, successful, Directly Authorised, Independent Mortgage and Protection Brokerage.
The company's main aim is to provide the best and most impartial advice available to its clientele.
In turn Broker’s at this company have no sales targets in place to achieve.
Due to business growth, the company are currently keen to recruit a permanent, employed, Compliance Supervisor to join their established team based within London.
This is a hybrid role, whereby the successful candidate would work both from a central London office for two days per week and you will also have the opportunity to work from home on a three days per week basis.
Within this position the successful candidate will provide the business with compliance oversight support in relation to both mortgage cases (residential and BTL) and associated protection cases.
Naturally, a candidate for this position that has experience of working specifically within a dedicated mortgage and protection compliance focused role is ideal.
Although, candidate’s with a strong background within mortgage and protection case administration, who have a keen interest within compliance, will also happily be considered for this position.
The company are a successful, growing business, providing you with the opportunity to develop your career further. Allowing this to be a long term/career based opportunity.
- Within this employed position, key role features include;
- File Checking/Audits, ensuring file compliance is at a high standard.
- Broker Call Monitoring.
- Completing one-to-one compliance reviews with Broker's.
- AML Overview.
- Supervising/Developing the firms T&C Policy.
- Driving your own Compliance Projects.
- Developing the firms use of AI within compliance.
- Handling highly confidential documentation.
- Contributing to MI and board reporting.
- You will be provided with all required technology and office provisions.
Plus the availability to both board and general meeting rooms within a prime Central London office to work from.
- You will work within both a professional environment and alongside a successful, friendly and helpful team of experienced Broker’s.
Key candidate attributes
- Mortgage (and also preferably protection) based compliance supervision experience that has been gained within the independent market.
Candidate’s with strong mortgage and protection case administration experience will also be considered for this position.
- Excellent accuracy and attention to detail whilst understanding the bigger picture.
- A strong work ethic, with a proactive approach and excellent time-management.
- A candidate who is professional and ambitious.
- Excellent inter-personal and communication skills with a friendly and approachable attitude.
- A strong multi-tasker with good organisational and prioritisation skills.
- A team player with ability to work on own initiative when required.
- A candidate who can respond to changing circumstances, be flexible and manage change within a dynamic environment.
- A candidate who has a genuine interest in compliance and the way in which it enhances the company profile.
The successful candidate will receive a basic salary of up to circa £40,000, which is negotiable based on skill-set/ability/role experience.
Plus, an annual bonus will be made available and employee benefits.
If you are interested within this vacancy and if you believe that your experience/skill-set is well suited to the role then please do apply on-line.
Your Mortgage Recruiter Ltd – A leading UK specialist recruiter in Mortgage Advice, Support, Underwriting, Compliance and BDM roles
Mortgage Compliance Supervisor in City of London employer: Your Mortgage Recruiter
Join a dynamic team in Cheshunt, Hertfordshire, where we prioritise employee growth and development. As a Mortgage and Protection Advisor, you'll benefit from a supportive work culture that values your expertise, with qualified leads provided to ensure your success. Enjoy competitive remuneration and the opportunity to make a meaningful impact in clients' lives while working in a collaborative environment.
StudySmarter Expert Advice🤫
We think this is how you could land Mortgage Compliance Supervisor in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Your Mortgage Recruiter looking for candidates who are engaged and informed.
We think you need these skills to ace Mortgage Compliance Supervisor in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Your Mortgage Recruiter. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Your Mortgage Recruiter
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Your Mortgage Recruiter’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
