At a Glance
- Tasks: Shape compliance frameworks and manage risk in a dynamic marketing environment.
- Company: Fast-growing marketing agency with a collaborative and ambitious culture.
- Benefits: Competitive salary, hybrid work, training, and 25 days annual leave.
- Other info: Great career progression opportunities and a supportive team environment.
- Why this job: Join a leading firm and make a real impact in regulatory compliance.
- Qualifications: 2+ years in compliance or risk management with strong analytical skills.
The predicted salary is between 45000 - 45000 € per year.
Sellick Partnership are currently supporting a fast-growing, specialist marketing and client acquisition business in their search for a Compliance & Assurance Manager. This is a fantastic opportunity to join a high-performing organisation working closely with leading law firms and professional services clients across the UK.
Working closely with the Compliance Director & CEO, you will play a key role in shaping and embedding a robust compliance and risk framework as the business transitions into an FCA-regulated environment. This position offers strong career progression, hands-on exposure to regulatory change, and the opportunity to develop within a growing and increasingly regulated business.
Role Overview
The Compliance and Quality Assurance Manager will support the Firm's compliance and risk management framework across both FCA-regulated and unregulated activities. The role reports directly to the Compliance Director (SMF29). The successful candidate will assist with compliance monitoring, risk management processes, advertising and financial promotion reviews, complaints handling, and quality assurance activities.
This position offers strong development opportunities for candidates seeking to build a career in regulatory compliance within a lead generation and marketing environment operating alongside the legal sector and FCA-regulated claims management activities. The role requires sound judgement in balancing regulatory requirements with commercial objectives within a controlled risk framework.
Key Responsibilities:
- Support compliance monitoring and conduct QA reviews across marketing, lead generation and customer journeys
- Identify, assess and escalate compliance risks, maintaining accurate records and MI
- Review marketing materials and campaigns to ensure compliance with Financial Conduct Authority requirements, including Consumer Duty
- Ensure adherence to UK GDPR and Privacy and Electronic Communications Regulations 2003
- Support and, where authorised, approve financial promotions and monitor live activity
- Support risk management activities, including maintaining the risk register and contributing to reporting
- Assist with complaints handling in line with FCA DISP, including investigations and root cause analysis
- Maintain policies and procedures, support governance, audits and regulatory enquiries, and escalate issues appropriately
- Identify and manage breaches and incidents, including documentation and remediation support
- Review customer communications for compliance and quality
- Support the delivery of compliance training across the business
About you
You will be a proactive and detail-oriented compliance professional with the ability to operate effectively in a fast-paced, commercially driven environment.
- 2+ years' experience in compliance, risk or governance
- Strong analytical skills and attention to detail
- Ability to interpret regulatory and legal requirements
- Excellent written communication and documentation skills
- Strong organisational skills with the ability to manage competing priorities
Working knowledge of:
- Financial Conduct Authority Handbook (CMCOB, PRIN, DISP, SYSC, PERG)
- Advertising Standards Authority CAP & BCAP Codes
- UK GDPR, Data Protection Act 2018 and Privacy and Electronic Communications Regulations 2003
Desirable
- Experience within a regulated environment
- Exposure to FCA-regulated activities, legal services or claims management
- Experience reviewing marketing or advertising materials
- Understanding of compliance monitoring or risk management frameworks
Benefits
- Opportunity to contribute to the development of compliance and operational frameworks within a growing marketing agency and an intended FCA-authorised firm.
- Pathway to the manager level and then department head.
- Competitive Salary
- Collaborative culture with ambitious goals and institutional backing.
- Hybrid working
- Work social events
- Discretionary annual bonus
- Expenses
- MacBook Pro
- Statutory Pension
- 25 days annual leave + 8 bank holidays
- Training and development
To apply for the Compliance & Assurance Manager role, please contact David Scott at Sellick Partnership. Alternatively, apply via the advert. Sellick Partnership is proud to be an inclusive and accessible recruitment business and we support applications from candidates of all backgrounds and circumstances.
Compliance & Assurance Manager in Leeds employer: Yorkshire Pie Company
Sellick Partnership is an exceptional employer, offering a dynamic and collaborative work culture that fosters professional growth and development. As a Compliance & Assurance Manager in Leeds, you will benefit from a competitive salary, hybrid working arrangements, and a clear pathway to managerial roles within a fast-growing marketing agency poised for FCA authorisation. With a focus on compliance and risk management, this role provides meaningful opportunities to shape the future of the business while enjoying a supportive environment that values your contributions.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance & Assurance Manager in Leeds
✨Tip Number 1
Network like a pro! Reach out to people in the compliance and assurance field, especially those who work in FCA-regulated environments. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of the Financial Conduct Authority Handbook and relevant regulations. We want you to show off your expertise and how you can help shape compliance frameworks in a growing business.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your career goals. Use our website to find roles that excite you, like the Compliance & Assurance Manager position, and tailor your approach to each one.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind and show your enthusiasm for the role. Plus, it’s a great chance to reiterate why you’re the perfect fit for their compliance team.
We think you need these skills to ace Compliance & Assurance Manager in Leeds
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance & Assurance Manager role. Highlight your relevant experience in compliance, risk management, and any exposure to FCA-regulated activities. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Be sure to mention specific experiences that demonstrate your analytical skills and attention to detail.
Showcase Your Communication Skills:Since this role requires excellent written communication, make sure your application is clear and concise. We love candidates who can articulate their thoughts well, so pay attention to grammar and structure in your documents.
Apply Through Our Website:We encourage you to apply through our website for the best chance of being noticed. It’s super easy, and you’ll be able to submit all your documents in one go. Plus, it helps us keep track of your application better!
How to prepare for a job interview at Yorkshire Pie Company
✨Know Your Regulations
Make sure you brush up on the Financial Conduct Authority Handbook and other relevant regulations before your interview. Being able to discuss specific compliance frameworks and how they apply to the role will show that you're not just familiar with the basics, but that you’re ready to dive into the nitty-gritty.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past roles, especially in compliance or risk management. Think about times when you identified a compliance risk or improved a process. This will demonstrate your proactive approach and attention to detail, which are crucial for this position.
✨Understand the Business Context
Research the company’s operations and their clients in the legal sector. Understanding how compliance fits into their marketing and client acquisition strategies will help you articulate how you can contribute to their goals. It shows that you’re not just looking for a job, but that you’re genuinely interested in their mission.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios, such as managing a breach or reviewing marketing materials. Practise articulating your thought process clearly and confidently. This will help you demonstrate your sound judgement and ability to balance regulatory requirements with commercial objectives.
