Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Manage client concerns, compliance issues, and support regulatory audits.
- Company: Join a progressive UK law firm committed to community and social impact.
- Benefits: Enjoy hybrid working, 25 days holiday, and employee assistance programmes.
- Why this job: Be part of a collaborative culture that values growth and innovation.
- Qualifications: UK-qualified Solicitor with compliance and data protection experience required.
- Other info: Diversity is celebrated; all qualified candidates are encouraged to apply.
The predicted salary is between 43200 - 72000 £ per year.
A well-regarded UK law firm is seeking a qualified solicitor to join its Compliance and Risk team. This is a unique opportunity for an experienced legal professional to support the firm across a wide spectrum of internal legal and regulatory matters, including client complaints, professional indemnity notifications, data protection compliance, and anti-money laundering procedures.
Working closely with the senior leadership team, this role will play a pivotal part in safeguarding regulatory standards and helping the firm navigate complex legal issues with confidence and consistency.
The Firm's Culture
This firm is proud of its progressive and collaborative working environment, where professionals at all levels are supported to grow, innovate, and make a difference. With a strong presence across the UK, they remain deeply connected to the communities they serve and the causes they support. Whether it’s challenging injustice, protecting business interests, or contributing to meaningful pro bono initiatives, this is a firm committed to being a force for good. Their people-first approach underpins their values and drives a dynamic workplace culture rooted in purpose, balance, and impact.
What You Will Be Doing As A In-House Solicitor - Compliance & Risk
- Oversee the end-to-end management of client concerns, in line with the firm’s formal complaints process
- Liaise with internal stakeholders and complainants to assess, investigate and resolve matters sensitively and thoroughly
- Maintain accurate complaints records and assist with communications involving the Legal Ombudsman where necessary
- Review and respond to incidents or risks of professional negligence
- Offer guidance on appropriate procedures, including pre-action strategies and conflict checks
- Collaborate with insurers, internal departments, and external advisers to manage and mitigate risk
- Ensure up-to-date documentation and reporting on professional indemnity matters
- Provide advice across the business on data protection obligations under UK GDPR
- Support internal teams with subject access requests, breach investigations, DPIAs, and regulatory reporting
- Contribute to the development and review of internal data protection policies and training resources
- Act as a Deputy Money Laundering Reporting Officer (DMLRO), supporting the MLRO on internal Suspicious Activity Reports (SARs) and external disclosures
- Respond to AML queries from staff and law enforcement, and support firm-wide systems to ensure compliance with financial crime legislation
- Collaborate on preparing for regulatory audits and maintaining compliance with sanctions, bribery, and terrorism financing controls
The Experience You Will Have As A In-House Solicitor - Compliance & Risk
- UK-qualified Solicitor with experience in compliance, regulation, or professional indemnity
- Strong understanding of professional conduct rules, conflicts of interest, and SRA requirements
- Working knowledge of data protection legislation (UK GDPR)
- Proven ability to handle sensitive or complex legal issues with diplomacy and commercial awareness
- Excellent communication and relationship-building skills across all levels of an organisation
- Comfortable managing competing deadlines and working both autonomously and as part of a team
Benefits Snapshot
- 25 days' holiday (plus bank holidays)
- Birthday day off
- 2 CSR days per year
- Pension scheme and death in service cover
- Employee Assistance Programme (EAP)
- Paid professional fees (role-dependent)
- Local discount schemes
- Hybrid working flexibility
- Staff referral incentives
If you are interested in this role, please contact Nicole Smith- Managing Consultant.
Yolk Recruitment is an equal opportunities employer and embraces diversity in our workforce. We employ the best people for the job at hand and actively encourage applications from all qualified candidates, regardless of gender, age, race, religion, sexual orientation, disability, educational background, parental status, gender identity or any other protected characteristic. We champion and celebrate diversity at Yolk allowing our team to bring their whole selves to work.
*Please note, whilst we do our best to contact all candidates, due to the high number of applications we receive we cannot guarantee this for every role. If you have not heard anything from us within 7 days of applying - then unfortunately you have been unsuccessful. Please keep an eye on our website for more opportunities.
In House Solicitor- Compliance and Risk in Cardiff employer: Yolk Recruitment
Contact Detail:
Yolk Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land In House Solicitor- Compliance and Risk in Cardiff
✨Tip Number 1
Familiarise yourself with the specific compliance and risk regulations relevant to the legal sector in the UK. Understanding the nuances of professional conduct rules and data protection legislation will not only boost your confidence but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals already working in compliance and risk within law firms. Engaging in conversations with them can provide you with insights into the firm's culture and expectations, which can be invaluable during interviews.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or client complaints. Being able to articulate your experience with specific examples will help you stand out as a candidate who can handle the complexities of the role.
✨Tip Number 4
Showcase your ability to work collaboratively by highlighting any past experiences where you've liaised with various stakeholders. This role requires strong relationship-building skills, so demonstrating your teamwork capabilities will be crucial.
We think you need these skills to ace In House Solicitor- Compliance and Risk in Cardiff
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance, regulation, and professional indemnity. Use specific examples that demonstrate your understanding of professional conduct rules and data protection legislation.
Craft a Compelling Cover Letter: Write a cover letter that reflects your passion for the role and the firm's values. Mention how your skills align with their commitment to safeguarding regulatory standards and supporting internal teams.
Showcase Communication Skills: In your application, emphasise your excellent communication and relationship-building skills. Provide examples of how you've effectively liaised with stakeholders or resolved complex legal issues in previous roles.
Highlight Team Collaboration: Demonstrate your ability to work both autonomously and as part of a team. Share experiences where you collaborated with others to manage risks or prepare for regulatory audits, showcasing your adaptability in a dynamic workplace.
How to prepare for a job interview at Yolk Recruitment
✨Understand the Firm's Culture
Before your interview, take some time to research the firm's culture and values. They pride themselves on a people-first approach and a collaborative environment, so be prepared to discuss how your personal values align with theirs.
✨Showcase Your Compliance Knowledge
Given the role's focus on compliance and risk, be ready to demonstrate your understanding of relevant legislation, such as UK GDPR and professional conduct rules. Prepare examples from your past experience where you successfully navigated complex legal issues.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills and ability to handle sensitive matters. Think of specific instances where you managed client complaints or dealt with professional indemnity notifications, and be ready to explain your thought process.
✨Highlight Your Communication Skills
Effective communication is key in this role, especially when liaising with internal stakeholders and external advisers. Be prepared to discuss how you've built relationships and communicated complex information clearly in previous positions.
