At a Glance
- Tasks: Advise financial institutions on complex regulatory matters and shape innovative solutions.
- Company: Leading national law firm with a collaborative and inclusive culture.
- Benefits: Competitive salary, hybrid working, and genuine progression opportunities.
- Other info: Supportive environment encouraging professional development and diversity.
- Why this job: Join a top-tier team and make an impact in the evolving financial services sector.
- Qualifications: 8+ years PQE in Financial Services Regulatory law with strong FCA knowledge.
The predicted salary is between 80000 - 100000 € per year.
Yolk Recruitment are working with a leading national law firm looking to appoint an experienced Financial Services Regulatory lawyer to join its expanding Commercial practice at Principal Associate or Legal Director level. This is a strategic senior hire within a highly regarded specialist team that advises a broad range of financial institutions, asset managers, investment firms, fintech businesses and retail financial services providers on complex regulatory matters. The team has an excellent reputation in the market and works with an impressive portfolio of national and international clients.
The Opportunity
This role will focus heavily on the asset management and investments space, advising clients on the evolving regulatory landscape and helping shape commercially focused solutions within a fast-moving sector. The successful candidate will act as a trusted advisor across a broad range of regulatory matters including FCA compliance, regulatory perimeter issues, authorisations, governance frameworks, consumer investment products and ongoing conduct obligations. You will also play a key role in supporting transactional and cross-border matters alongside Corporate and Funds teams, advising on the regulatory aspects of structuring, launches and investment strategies. This opportunity would suit someone who enjoys combining high-level advisory work with client relationship management, business development and team leadership responsibilities.
The Candidate
Applications are welcomed from senior Financial Services Regulatory lawyers with strong technical expertise and experience advising clients within the investments, asset management or broader retail financial services sector. Candidates should be able to demonstrate:
- Strong knowledge of FCA regulation and the wider UK regulatory framework
- Experience advising on matters such as MiFID II, UCITS, AIFMD, ESG regulation and SMCR
- Confidence handling complex advisory matters autonomously
- Strong client management and stakeholder engagement skills
- Experience supervising and mentoring junior lawyers
- A commercial and solutions-focused mindset
- An interest in contributing to the continued growth of a specialist regulatory practice
- Experience across wider financial services areas such as payments, insurance, e-money or capital markets would be advantageous, though not essential.
The Firm
The successful candidate will join a collaborative national Commercial team working across multiple UK offices. The wider group is recognised for its strength across technology, data, intellectual property, outsourcing, infrastructure and complex commercial advisory work. The firm is known for its modern and flexible approach, strong internal culture and commitment to innovation, diversity and professional development. It offers genuinely high-quality work alongside a supportive and inclusive environment where individuals are encouraged to develop their own profile and specialism.
What's on Offer
- National platform with high-profile clients
- Complex and market-leading regulatory work
- Genuine progression opportunities
- Hybrid and flexible working arrangements
- Strong benefits package and competitive remuneration
- Supportive, collaborative and entrepreneurial culture
For further information or to apply confidentially, please get in touch. All enquiries will be handled in the strictest confidence by Yolk Recruitment. If you are looking to pursue the next step in your career with a highly regarded law firm, we encourage you to apply by contacting Nicole Smith.
Yolk Recruitment is an equal opportunities employer and embraces diversity in our workforce. We employ the best people for the job at hand and actively encourage applications from all qualified candidates, regardless of gender, age, race, religion, sexual orientation, disability, educational background, parental status, gender identity or any other protected characteristic. We champion and celebrate diversity at Yolk allowing our team to bring their whole selves to work.
Please note, whilst we do our best to contact all candidates, due to the high number of applications we receive we cannot guarantee this for every role. If you have not heard anything from us within 7 days of applying - then unfortunately you have been unsuccessful. Please keep an eye on our website for more opportunities.
Principal / Legal Director - Financial Services Regulatory in Birmingham employer: Yolk Recruitment
Join a leading national law firm that champions a collaborative and inclusive work culture, offering high-quality regulatory work with a diverse portfolio of prestigious clients. With a commitment to professional development and innovation, this firm provides genuine progression opportunities and flexible working arrangements, making it an excellent employer for experienced Financial Services Regulatory lawyers seeking to advance their careers in a supportive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Principal / Legal Director - Financial Services Regulatory in Birmingham
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services regulatory space. Attend industry events, webinars, or even casual meet-ups. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Show off your expertise! Prepare to discuss your knowledge of FCA regulations and other relevant frameworks during interviews. Bring real-life examples of how you've tackled complex advisory matters to the table – it’ll make you stand out as a candidate.
✨Tip Number 3
Don’t just apply – engage! When you find a role that excites you, reach out directly to the hiring manager or recruiter. A quick message expressing your enthusiasm can set you apart from the crowd and show that you're genuinely interested.
✨Tip Number 4
Keep an eye on our website! We regularly update our listings with new opportunities. Applying through our site not only keeps you in the loop but also shows your commitment to joining our fantastic team.
We think you need these skills to ace Principal / Legal Director - Financial Services Regulatory in Birmingham
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the specific skills and experiences that match the job description. Highlight your expertise in FCA regulation and any relevant financial services experience to catch our eye!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role, focusing on your advisory experience and client management skills. We love seeing your personality come through!
Showcase Your Achievements:Don’t just list your responsibilities; showcase your achievements! Whether it's successful projects or mentoring junior lawyers, let us know how you've made an impact in your previous roles.
Apply Through Our Website:We encourage you to apply directly through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at Yolk Recruitment
✨Know Your Regulatory Stuff
Make sure you brush up on FCA regulations and the wider UK regulatory framework. Be prepared to discuss specific regulations like MiFID II, UCITS, and AIFMD, as well as how they impact asset management and investment strategies.
✨Showcase Your Advisory Skills
During the interview, highlight your experience in handling complex advisory matters autonomously. Share examples of how you've successfully navigated regulatory challenges and provided commercially focused solutions for clients.
✨Demonstrate Client Management Expertise
Be ready to talk about your client relationship management skills. Discuss how you've engaged with stakeholders and built trust with clients, especially in high-pressure situations or during significant regulatory changes.
✨Emphasise Team Leadership Experience
Since this role involves mentoring junior lawyers, share your experiences in team leadership. Talk about how you've supported and developed others in your team, and how you can contribute to the growth of the regulatory practice.
