At a Glance
- Tasks: Advise financial institutions on complex regulatory matters and shape innovative solutions.
- Company: Leading national law firm with a collaborative and inclusive culture.
- Benefits: Competitive salary, hybrid working, and strong professional development opportunities.
- Other info: Dynamic environment with genuine progression opportunities and a focus on diversity.
- Why this job: Join a top-tier team and make an impact in the evolving financial services sector.
- Qualifications: Senior Financial Services Regulatory lawyer with strong FCA knowledge and client management skills.
The predicted salary is between 80000 - 100000 € per year.
Yolk Recruitment are working with a leading national law firm looking to appoint an experienced Financial Services Regulatory lawyer to join its expanding Commercial practice at Principal Associate or Legal Director level. This is a strategic senior hire within a highly regarded specialist team that advises a broad range of financial institutions, asset managers, investment firms, fintech businesses and retail financial services providers on complex regulatory matters. The team has an excellent reputation in the market and works with an impressive portfolio of national and international clients.
The Opportunity
This role will focus heavily on the asset management and investments space, advising clients on the evolving regulatory landscape and helping shape commercially focused solutions within a fast-moving sector. The successful candidate will act as a trusted advisor across a broad range of regulatory matters including FCA compliance, regulatory perimeter issues, authorisations, governance frameworks, consumer investment products and ongoing conduct obligations. You will also play a key role in supporting transactional and cross-border matters alongside Corporate and Funds teams, advising on the regulatory aspects of structuring, launches and investment strategies. This opportunity would suit someone who enjoys combining high-level advisory work with client relationship management, business development and team leadership responsibilities.
The Candidate
Applications are welcomed from senior Financial Services Regulatory lawyers with strong technical expertise and experience advising clients within the investments, asset management or broader retail financial services sector. Candidates should be able to demonstrate:
- Strong knowledge of FCA regulation and the wider UK regulatory framework
- Experience advising on matters such as MiFID II, UCITS, AIFMD, ESG regulation and SMCR
- Confidence handling complex advisory matters autonomously
- Strong client management and stakeholder engagement skills
- Experience supervising and mentoring junior lawyers
- A commercial and solutions-focused mindset
- An interest in contributing to the continued growth of a specialist regulatory practice
- Experience across wider financial services areas such as payments, insurance, e-money or capital markets would be advantageous, though not essential.
The Firm
The successful candidate will join a collaborative national Commercial team working across multiple UK offices. The wider group is recognised for its strength across technology, data, intellectual property, outsourcing, infrastructure and complex commercial advisory work. The firm is known for its modern and flexible approach, strong internal culture and commitment to innovation, diversity and professional development. It offers genuinely high-quality work alongside a supportive and inclusive environment where individuals are encouraged to develop their own profile and specialism.
What's on Offer
- National platform with high-profile clients
- Complex and market-leading regulatory work
- Genuine progression opportunities
- Hybrid and flexible working arrangements
- Strong benefits package and competitive remuneration
- Supportive, collaborative and entrepreneurial culture
For further information or to apply confidentially, please get in touch. All enquiries will be handled in the strictest confidence by Yolk Recruitment.
Principal / Legal Director - Financial Services Regulatory employer: Yolk Recruitment Ltd
Join a leading national law firm that champions innovation and diversity, offering a collaborative environment where your expertise in Financial Services Regulatory can thrive. With a strong commitment to professional development and a flexible hybrid working model, you'll engage with high-profile clients on complex regulatory matters while enjoying genuine progression opportunities and a supportive culture that values your contributions.
StudySmarter Expert Advice🤫
We think this is how you could land Principal / Legal Director - Financial Services Regulatory
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services regulatory space. Attend industry events or webinars, and don’t be shy about introducing yourself to potential employers. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by brushing up on your FCA regulation knowledge and recent changes in the regulatory landscape. We want you to feel confident discussing complex advisory matters and showcasing your client management skills. Practice makes perfect!
✨Tip Number 3
Showcase your leadership skills! If you’ve supervised or mentored junior lawyers, make sure to highlight this experience. We’re looking for candidates who can lead teams and contribute to business development, so don’t hold back on sharing your successes.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search. So, take that step and submit your application today!
We think you need these skills to ace Principal / Legal Director - Financial Services Regulatory
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role. Highlight your experience in financial services regulation and any specific knowledge of FCA compliance or related areas. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this Principal Associate/Legal Director role. Share your passion for regulatory matters and how you can contribute to our team at StudySmarter.
Showcase Your Client Management Skills:Since this role involves client relationship management, be sure to highlight your experience in this area. We love seeing examples of how you've successfully engaged with clients and managed stakeholder relationships in the past.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates from us. Plus, it’s super easy!
How to prepare for a job interview at Yolk Recruitment Ltd
✨Know Your Regulatory Stuff
Make sure you brush up on FCA regulations and the wider UK regulatory framework. Be ready to discuss specific regulations like MiFID II and AIFMD, as well as how they impact asset management and investment strategies.
✨Showcase Your Advisory Skills
Prepare examples of complex advisory matters you've handled autonomously. Highlight your experience in client management and how you've successfully navigated stakeholder engagement in previous roles.
✨Demonstrate Leadership Experience
Since this role involves mentoring junior lawyers, be ready to talk about your leadership style. Share instances where you've supervised teams or contributed to their professional development.
✨Emphasise Your Commercial Mindset
Think about how you've combined high-level advisory work with business development. Be prepared to discuss how you've shaped commercially focused solutions in a fast-paced environment, showcasing your ability to think strategically.
