Compliance Officer

Compliance Officer

Penarth Full-Time
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Are you an experienced Compliance Officer with a proven track record in the financial services industry? Do you thrive in a monitoring role, ensuring that processes align with regulatory standards and best practices? If so, we want you to join our dynamic team., Conduct regular compliance monitoring activities to ensure adherence to regulatory frameworks, including FCA, PRA, and AML requirements.

Review, assess, and report on internal controls, policies, and procedures.

Identify and escalate potential compliance risks and breaches.

Provide recommendations for corrective actions and continuous improvement.

Support in regulatory reporting and submissions.

Collaborate with various departments to maintain a strong compliance culture.

Stay up-to-date with evolving regulations and compliance best practices.

Assist in delivering compliance training and awareness programs to staff.Key Requirements

Proven experience as a Compliance Officer within financial services, with a focus on monitoring activities.

Strong understanding of UK financial regulations, including AML, FCA, and PRA standards.

Ability to interpret complex regulatory frameworks and translate them into actionable compliance practices.

Excellent attention to detail and analytical skills.

Strong communication skills with the ability to interact effectively with stakeholders at all levels.

Relevant compliance qualifications (e.g., ICA, CISI, or similar) are highly desirable.Why Join Us?

Competitive salary and benefits package.If you’re ready to make a significant impact in a fast-paced environment and help drive a culture of compliance, we would love to hear from you

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Contact Detail:

Yolk Recruitment Ltd Recruiting Team

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