At a Glance
- Tasks: Support compliance efforts and contribute to regulatory updates in a dynamic environment.
- Company: Join XTB, the largest FinTech in Poland and a leader in online trading.
- Benefits: Enjoy private medical care, ongoing learning, and a creative role with growth potential.
- Other info: Collaborative team culture with excellent facilities and career development opportunities.
- Why this job: Gain valuable experience in an international business while making a real impact.
- Qualifications: 1-3 years in compliance roles and knowledge of FCA rules required.
The predicted salary is between 36000 - 60000 € per year.
XTB is a global company from the financial industry, focusing on online trading of financial instruments. We are the largest FinTech in Poland and a leader in Central and Eastern Europe, and the range of our operations covers several countries, including Asia and South America. At XTB, we focus on the development of our employees, giving them opportunities to gain knowledge and skills in various fields, as well as offering a number of training and development programs. If you are looking for challenges and want to gain valuable experience in an international business environment, XTB is the right place for you. We are a certified Great Place to Work company.
Responsibilities
- Support SMF16/SMF17 with FCA compliance, advisory work, and regulatory updates
- Contribute to the Compliance Monitoring Programme (testing, reviews, action tracking)
- Maintain policies/procedures and assist with compliance training
- AML and transaction monitoring
- Support financial promotions review and record‑keeping
- Assist with AML/CTF, sanctions, and KYC/CDD reviews
- Help manage complaints (DISP), FCA requests, and evidence coordination
- Maintain compliance registers and support regulatory reporting/MI
Requirements
- 1–3 years’ experience in compliance or related regulatory roles within an FCA‑regulated firm
- Working knowledge of FCA rules (SYSC, COBS, PROD, DISP), financial crime expectations, and SMCR conduct rules
- Understanding of retail trading/investment services (ideally CFDs or spread betting)
- Strong attention to detail, good judgement, and clear communication skills
Nice to have
- Familiarity with Consumer Duty
- Experience reviewing financial promotions
- Progress toward ICA, CISI, or similar qualifications
What we offer
- Private medical and dental care
- A creative, high‑impact role with room for professional and personal growth
- Collaborative and dynamic team environment
- Ongoing learning opportunities in compliance and financial markets, plus FORA membership
- Valuable experience within a fast‑growing international brokerage
- Modern, well‑located office with excellent facilities
Junior Compliance Officer employer: XTB online investing
At XTB, we pride ourselves on being a leading global FinTech company that not only champions innovation in online trading but also prioritises the growth and development of our employees. Our collaborative and dynamic work culture, combined with comprehensive training programmes and a commitment to employee well-being, makes us a certified Great Place to Work. Join us in our modern office, where you will gain invaluable experience in a fast-paced international environment while enjoying benefits like private medical care and ongoing learning opportunities.
StudySmarter Expert Advice🤫
We think this is how you could land Junior Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at XTB. A friendly chat can open doors and give you insights that might just help you stand out.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance practices. We want to see that you know your stuff, so be ready to discuss how your experience aligns with the role.
✨Tip Number 3
Show off your attention to detail! During interviews or networking, share examples of how you've tackled compliance challenges. This will demonstrate your skills and fit for the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our team at XTB.
We think you need these skills to ace Junior Compliance Officer
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Junior Compliance Officer role. Highlight your relevant experience in compliance or regulatory roles, and don’t forget to mention any knowledge of FCA rules. We want to see how you fit into our world!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs at XTB. Keep it concise but engaging – we love a good story!
Showcase Your Attention to Detail:In compliance, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their best selves, so double-check everything before hitting send!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at XTB online investing
✨Know Your FCA Rules
Make sure you brush up on your knowledge of FCA rules like SYSC, COBS, and DISP. Being able to discuss these regulations confidently will show that you're serious about the role and understand the compliance landscape.
✨Showcase Your Attention to Detail
As a Junior Compliance Officer, attention to detail is crucial. Prepare examples from your past experience where your keen eye for detail made a difference, whether in compliance tasks or regulatory reviews.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your judgement and decision-making skills. Think through potential compliance dilemmas you might face and how you would handle them, demonstrating your problem-solving abilities.
✨Express Your Willingness to Learn
XTB values ongoing learning, so be ready to discuss how you plan to grow in the role. Mention any relevant courses or qualifications you're pursuing, like ICA or CISI, to show your commitment to professional development.
