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- Tasks: Support compliance programs and collaborate with senior professionals in a global trading firm.
- Company: Join X4 Technology, a leading global trading firm focused on compliance excellence.
- Benefits: Enjoy a competitive salary, hybrid work options, and a discretionary bonus.
- Why this job: Gain valuable experience in a dynamic environment while enhancing compliance systems and processes.
- Qualifications: Strong background in compliance, particularly in commodities trading and monitoring.
- Other info: Work in a collaborative team and engage with international business units.
The predicted salary is between 42000 - 84000 £ per year.
X4 Technology are offering the opportunity for a Compliance Specialist to support an ongoing compliance program at a leading global trading firm. The role will involve close collaboration with senior compliance professionals and will focus on ensuring adherence to a comprehensive and effective global compliance framework.
The Compliance Specialist will be responsible for helping to develop, implement, and maintain policies, procedures, and processes that ensure business activities comply with applicable laws, rules, and regulations.
Key Responsibilities of the Compliance Specialist:
- Assist with communications monitoring, including system maintenance, offering advice and guidance, and managing escalations as needed.
- Support trade surveillance activities, including system upkeep, investigations, and handling escalations.
- Provide ad-hoc compliance advice to various business units.
- Contribute to the development and delivery of the internal training program, including both face-to-face and e-learning modules.
- Stay up to date on regulatory changes and assess their impact on the business, providing timely updates to senior management and the executive committee as appropriate.
- Lead compliance-related IT projects, particularly focused on enhancing monitoring and surveillance systems.
- Collaborate with business teams based in multiple locations, including Singapore and London.
- Work closely with internal compliance teams and external partners to ensure alignment with best practices and regulatory expectations.
The ideal candidate will be an experienced and proactive compliance professional with a background in commodities trading, communications monitoring, and trade surveillance. They will take ownership of the monitoring and surveillance processes and play a key role in maintaining the robustness of the firm’s compliance systems.
Requirements of the Compliance Specialist:
- Strong experience in monitoring and surveillance, with a clear understanding of the regulatory landscape in commodities trading.
- Proven experience in a compliance role within the commodities sector.
- Ability to work independently and drive initiatives forward while managing multiple priorities.
- High standards of confidentiality and impartiality in line with core compliance competencies.
- Excellent relationship management skills and the ability to build strong partnerships across the business.
This is an exciting opportunity to join a highly experienced compliance team and gain exposure to a dynamic, global trading environment. This is a hybrid opportunity requiring someone to come into their central London based office 3x a week, coming in at £70,000 alongside a competitive wider benefit package which includes a discretionary bonus and some flexibility for the right candidate.
Compliance Specialist employer: X4 Technology
Contact Detail:
X4 Technology Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist
✨Tip Number 1
Familiarize yourself with the latest regulations in commodities trading. Understanding the regulatory landscape will not only help you in interviews but also demonstrate your proactive approach to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in commodities trading. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Highlight any experience you have with monitoring and surveillance systems in your discussions. Being able to speak confidently about these tools will set you apart as a candidate who understands the technical aspects of the role.
✨Tip Number 4
Prepare to discuss how you've successfully managed multiple priorities in past roles. The ability to juggle various tasks while maintaining high standards of confidentiality is crucial for this position.
We think you need these skills to ace Compliance Specialist
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance Specialist position. Understand the key responsibilities and requirements, and think about how your experience aligns with them.
Tailor Your CV: Customize your CV to highlight relevant experience in compliance, particularly in commodities trading and monitoring. Use specific examples that demonstrate your ability to manage compliance processes and work collaboratively with teams.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for compliance and your understanding of the regulatory landscape in commodities trading. Mention your proactive approach and how you can contribute to the ongoing compliance program.
Highlight Relevant Skills: In your application, emphasize skills such as relationship management, confidentiality, and the ability to drive initiatives forward. Provide examples of how you've successfully managed multiple priorities in previous roles.
How to prepare for a job interview at X4 Technology
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the regulatory environment in commodities trading. Be prepared to discuss recent changes and how they might impact the business, as this shows your proactive approach and industry knowledge.
✨Demonstrate Relationship Management Skills
Highlight your ability to build strong partnerships across different teams. Prepare examples of how you've successfully collaborated with various stakeholders in previous roles, as this is crucial for the Compliance Specialist position.
✨Showcase Your Monitoring and Surveillance Experience
Be ready to discuss your hands-on experience with monitoring and surveillance systems. Provide specific examples of how you've contributed to compliance processes and any improvements you've implemented in past roles.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think through potential challenges you might face in the role and how you would address them, demonstrating your critical thinking and initiative.
