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For Companies At a Glance
- Tasks: Monitor compliance, assist with audits, and support brokers in a dynamic team.
- Company: Join one of the largest mortgage brokers in the Southern area, thriving on growth.
- Benefits: Enjoy a competitive salary, free parking, company events, and career development opportunities.
- Why this job: Be part of a supportive culture while making a real impact in compliance management.
- Qualifications: 2 years in compliance or 5 years as a Mortgage Broker; CeMAP preferred.
- Other info: Full-time, office-based role with Monday to Friday hours.
The predicted salary is between 29000 - 46000 £ per year.
Our client is one of the largest mortgage brokers in the Southern area, and due to growth and expansion in the business is looking for a Compliance Officer to join the dynamic yet supportive team. This role would suit someone who is looking for a role with compliance management and has the ability and experience in overseeing and monitoring all processes and sales.
To be considered you must have a minimum of 2 years experience within mortgage and insurance compliance or have been a Mortgage Broker for at least 5 years and wanting to move into a compliance-based opportunity.
Key Duties- Monitor and assist with regular audits and assessments to ensure compliance with regulatory requirements and internal policies.
- Maintain accurate records of compliance activities and findings.
- Prepare reports for management and regulatory bodies.
- Provide support to brokers on compliance-related matters.
- Report training concerns to the Training and Development Manager for delivery of remedial compliance training.
- Assist in the development and implementation of compliance policies and procedures.
- Assist with any customer interactions and complaint investigations or queries related to compliance issues in a professional and timely manner.
- Stay updated with changes in relevant laws and regulatory updates.
- CeMAP or equivalent preferred.
- Previous experience in a compliance role (minimum of 2 years) or a mortgage adviser role.
- Knowledge of mortgage and protection advice industry is essential.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Attention to detail and high level of accuracy.
Monday to Friday 9am – 5pm (1 hour lunch)
Salary and Reward- Full-time, Permanent, Office based
- Pay: £35,000.00-£40,000.00 per year
- Free local parking
- Company events
- Company pension
- Opportunities for professional development and career progression.
- Supportive and collaborative work environment.
Compliance Officer : Mortgages & Insurance employer: Workshop Recruitment
Contact Detail:
Workshop Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer : Mortgages & Insurance
✨Tip Number 1
Network with professionals in the mortgage and insurance sectors. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities at companies like ours.
✨Tip Number 2
Stay updated on the latest compliance regulations and trends in the mortgage and insurance industries. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you've successfully managed compliance issues or improved processes. This will showcase your practical skills and problem-solving abilities.
✨Tip Number 4
Research our company culture and values. Understanding what we stand for will help you tailor your conversations during interviews and show how you would be a great fit for our team.
We think you need these skills to ace Compliance Officer : Mortgages & Insurance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in mortgage and insurance compliance. Emphasise any specific roles or responsibilities that align with the key duties mentioned in the job description.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your understanding of the mortgage industry. Mention your years of experience and how they have prepared you for this role, particularly focusing on your analytical and problem-solving skills.
Highlight Relevant Qualifications: If you have qualifications like CeMAP or equivalent, make sure to mention them prominently in your application. This will demonstrate your commitment to the field and your readiness for the compliance officer role.
Showcase Communication Skills: Since excellent communication is crucial for this role, provide examples in your application of how you've effectively communicated compliance-related matters in previous positions. This could include training others or preparing reports for management.
How to prepare for a job interview at Workshop Recruitment
✨Know Your Compliance Basics
Make sure you brush up on the key compliance regulations related to mortgages and insurance. Being able to discuss these confidently will show that you understand the industry's requirements and can effectively monitor compliance.
✨Demonstrate Your Analytical Skills
Prepare examples from your past experience where you've successfully identified compliance issues or improved processes. This will highlight your analytical abilities and problem-solving skills, which are crucial for a Compliance Officer.
✨Showcase Your Communication Skills
Since the role involves supporting brokers and preparing reports, practice articulating complex compliance concepts in simple terms. This will demonstrate your excellent communication skills and ability to work collaboratively with others.
✨Stay Updated on Regulatory Changes
Research recent changes in mortgage and insurance regulations before the interview. Showing that you are proactive about staying informed will impress the interviewers and indicate your commitment to the role.
