- Client onboarding, AML/KYC checks and CRM management
- Obtaining valuations and provider information
- Supporting suitability reports and new business submissions
- Processing pension, investment and protection applications
- Managing provider relationships and tracking cases
- Scheduling client reviews and preparing review packs
- Maintaining FCA, GDPR and compliance standards
- Supporting adviser fee reconciliation and ongoing servicing
About You
- Experience within an IFA, Financial Planning or Wealth Management environment
- Understanding of pensions, investments and protection products
- Knowledge of FCA regulations, AML/KYC and GDPR
- Strong organisational skills and attention to detail
- Proactive and client focused
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Contact Details:
Woodcocks Haworth & Nuttall Solicitors Recruitment Team
