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- Tasks: Monitor trades and ensure compliance with regulatory standards across various asset classes.
- Company: Research-based investment management firm in Greater London.
- Benefits: Extensive training, career development, and a collaborative team environment.
- Why this job: Kickstart your career in finance while making a real impact on compliance.
- Qualifications: At least one year of experience in a surveillance role and strong analytical skills.
- Other info: Great opportunity for early-career professionals passionate about financial markets.
The predicted salary is between 36000 - 60000 £ per year.
A research-based investment management firm is looking for a motivated Compliance Associate in Greater London. The role involves monitoring and trade surveillance tasks across various asset classes, supporting compliance functions, and ensuring adherence to regulatory standards.
Ideal candidates are early-career professionals with at least one year of experience in a surveillance role, a strong interest in financial markets, and analytical skills.
The position offers extensive training, career development opportunities, and a collaborative team environment.
Compliance Associate: Trade Surveillance & Reporting employer: Winton
Contact Detail:
Winton Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate: Trade Surveillance & Reporting
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance and trade surveillance space. Attend industry events or webinars, and don’t be shy about asking for informational interviews. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory standards and trade surveillance practices. We recommend doing mock interviews with friends or using online platforms to get comfortable with common questions. The more prepared you are, the more confident you'll feel!
✨Tip Number 3
Showcase your analytical skills! During interviews, be ready to discuss specific examples where you've used these skills in past roles. We want to see how you approach problems and make decisions, so have some solid stories up your sleeve.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you that Compliance Associate role!
We think you need these skills to ace Compliance Associate: Trade Surveillance & Reporting
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in trade surveillance and compliance. We want to see how your skills align with the role, so don’t be shy about showcasing your analytical abilities and interest in financial markets!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how your background makes you a great fit for our team. Let us know what excites you about the role and the firm!
Be Clear and Concise: When filling out your application, keep your language clear and to the point. We appreciate straightforward communication, so avoid jargon and focus on what makes you a strong candidate for the Compliance Associate position.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and submit your materials!
How to prepare for a job interview at Winton
✨Know Your Regulations
Familiarise yourself with the key regulations and compliance standards relevant to trade surveillance. Being able to discuss these confidently will show your understanding of the role and your commitment to compliance.
✨Showcase Your Analytical Skills
Prepare examples from your previous experience where you used analytical skills to solve problems or improve processes. This could be anything from identifying discrepancies in trade data to suggesting improvements in reporting methods.
✨Demonstrate Your Interest in Financial Markets
Stay updated on current trends and news in financial markets. During the interview, share your insights or recent developments that caught your attention, as this will highlight your passion for the industry.
✨Ask Thoughtful Questions
Prepare a few insightful questions about the company's compliance culture or the specific challenges they face in trade surveillance. This not only shows your interest but also helps you gauge if the company is the right fit for you.
