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For Companies At a Glance
- Tasks: Support trading operations and enhance governance in a fast-paced financial environment.
- Company: Dynamic financial services firm with a focus on innovation and collaboration.
- Benefits: Competitive salary, bonus opportunities, generous holiday, and wellness perks.
- Why this job: Gain hands-on experience across trading, compliance, and risk while building your career.
- Qualifications: Experience in trade operations or financial services and strong organisational skills.
- Other info: Exciting opportunities for growth and cross-functional teamwork.
The predicted salary is between 28800 - 48000 £ per year.
We are looking for a motivated Trade Operations and Controls Analyst to join our Trade Operations and Controls team. This is a great opportunity for someone looking to build their career within front-office support, trading operations and market controls, working closely with the trading floor in a fast-paced financial markets environment. You will gain broad exposure across Trading, Operations, Compliance, Risk and IT, while playing an important role in maintaining strong governance standards and supporting the continued development of our trading control framework.
KEY RESPONSIBILITIES
- Act as the primary point of contact for the Trading floor on trading operations, systems and functionality queries.
- Monitor and apply the Trading Control Framework and support front-line governance activities.
- Act as a key liaison between Trading, Operations, Compliance, Risk and IT teams.
- Support the development, maintenance and enhancement of departmental procedures and controls.
- Maintain security static data across multiple databases including instrument creation and venue allocation.
- Manage market maker registrations and FCA short selling exemption records.
- Create and maintain trading books, stock allocations and platform static data.
- Act as a point of contact for exchange supervision teams regarding trade, order entry and pricing queries.
- Support the Trade Operations and Controls dashboard and operational reporting.
- Provide first-line support for trading system issues in collaboration with IT and Support teams.
- Identify opportunities to improve processes, controls and automation.
- Support projects from initiation through testing and implementation.
- Assist with training and onboarding of trainee dealers and new joiners.
WE WOULD LOVE TO HEAR FROM YOU IF
- Have experience in trade operations, middle office, front office support or control functions within financial services.
- Have strong knowledge of trading venues, market structure or regulatory frameworks.
- Are comfortable working in a fast-paced, trading floor environment.
- Have excellent attention to detail and strong organisational skills.
- Enjoy working cross-functionally with multiple stakeholders.
- Have an interest in data analysis, SQL or process automation.
- Are proactive, adaptable and solutions-focused.
- Are keen to build a long-term career within trading operations and controls.
BENEFITS
- Competitive salary inclusive of discretionary annual bonus & annual pay review.
- Work Abroad Policy for up to 15 days per year.
- 25 days holiday plus bank holidays and additional well-being day.
- Option to purchase an additional 5 days holiday per year.
- Pension scheme up to 10% employer contribution.
- Income Protection & Life insurance (4 x salary core level of cover).
- Employee Assistance Programme.
- Discounted Gym Membership.
- Variety of travel to work schemes.
Trade Operations And Controls Analyst employer: Winterflood Securities
Contact Detail:
Winterflood Securities Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Operations And Controls Analyst
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, especially those working in trade operations or related fields. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Get your hands dirty with some practical experience. Consider internships or volunteer roles that give you exposure to trading operations. It’s a great way to beef up your CV and show you’re serious about this career path.
✨Tip Number 3
Prepare for interviews by brushing up on your knowledge of trading venues and market structures. Be ready to discuss how you can contribute to maintaining strong governance standards and improving processes.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team.
We think you need these skills to ace Trade Operations And Controls Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Trade Operations and Controls Analyst role. Highlight relevant experience in trade operations, compliance, or any front-office support roles you've had. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about trading operations and how you can contribute to our team. Keep it concise but engaging – we love a good story!
Showcase Your Skills: Don’t forget to mention your technical skills, especially if you have experience with SQL or data analysis. We’re keen on candidates who are proactive and solutions-focused, so let us know how you've used these skills in past roles.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you’re serious about joining our team at StudySmarter!
How to prepare for a job interview at Winterflood Securities
✨Know Your Trading Operations
Make sure you brush up on your knowledge of trading operations and the control frameworks. Familiarise yourself with how different teams like Trading, Operations, Compliance, and Risk interact. This will help you answer questions confidently and show that you're ready to hit the ground running.
✨Showcase Your Attention to Detail
In a role where precision is key, be prepared to discuss examples from your past experiences that highlight your attention to detail. Whether it’s managing data or ensuring compliance, having specific anecdotes ready will demonstrate your capability in this area.
✨Be Ready for Cross-Functional Questions
Since this role involves liaising with multiple teams, expect questions about how you handle cross-functional collaboration. Think of instances where you successfully worked with different departments and how you navigated any challenges that arose.
✨Demonstrate Your Problem-Solving Skills
Prepare to discuss how you've identified opportunities for process improvements or automation in previous roles. Highlighting your proactive approach and solutions-focused mindset will resonate well with the interviewers, especially in a fast-paced environment.
