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- Tasks: Lead Compliance for innovative projects and provide regulatory advice on new business models.
- Company: Top-rated retail investment FinTech known for its fantastic culture and leadership.
- Benefits: Flexible hybrid working model with just 2 days in the London office.
- Other info: Great opportunity to transition from consultancy to an in-house role.
- Why this job: Be at the forefront of business strategy and make a real impact in a dynamic environment.
- Qualifications: Experienced in Compliance within Retail Investments, familiar with key regulations like MiFID II.
The predicted salary is between 43200 - 72000 £ per year.
A chance to be at the forefront of business strategy for a leading retail investment FinTech, providing Compliance support on key business projects and strategic initiatives. You’ll play a key role in the planning, launch and oversight of new products and services for this hugely innovative firm. This could also provide the ideal opportunity to move from Consultancy into an in-house role, a transition that’s not been easy given current market conditions. You’ll also be working for a business with a fantastic reputation as an employer; in fact, it’s one of the highest rated employers in the UK, praised for its leadership, its people and its culture. You’ll also find that Compliance sits at the heart of everything the business does. It really is a business that puts Compliance at its heart and strongly believes in Compliance by design. And there’s a flexible working model with just 2 days a week in the firm’s London office.
What you’ll be doing:
- You’ll be the Compliance lead for complex cross‑functional projects and strategic initiatives, providing robust, pragmatic regulatory advice and challenge to new business models, product concepts and technological innovation from inception.
- You’ll also make recommendations on enhancements to existing core processes, governance and product oversight and play a key role in their implementation.
- You’ll conduct proactive horizon scanning and assessment of emerging regulations and market trends relevant to the business, ensuring the firm is prepared for future regulatory change.
What you’ll need:
- You’ll be an experienced Compliance specialist with strong experience of working in a Retail Investments environment and will be very familiar with the regulatory requirements impacting the sector, including MiFID II, COBS, PROD, Consumer Duty etc.
- You’ll also have a proven track record of supporting business projects and providing advice and challenge to senior management.
Interested? Click apply.
Senior Compliance Manager (Projects) employer: Willow Resourcing
Contact Detail:
Willow Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager (Projects)
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and retail investment sectors. A friendly chat can lead to insider info about job openings or even referrals that could give you the edge.
✨Tip Number 2
Prepare for interviews by researching the company’s recent projects and initiatives. Show them you’re not just another candidate; you’re genuinely interested in how compliance plays a role in their innovative strategies.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your enthusiasm for the role. It keeps you fresh in their minds.
✨Tip Number 4
Apply through our website for a smoother process! It shows you’re keen and makes it easier for us to track your application. Plus, you’ll get updates directly from us about your status.
We think you need these skills to ace Senior Compliance Manager (Projects)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in Retail Investments and any relevant regulatory knowledge, like MiFID II or Consumer Duty. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about Compliance and how you can contribute to our innovative projects. Keep it concise but impactful – we love a good story that connects your experience to our mission.
Showcase Your Project Experience: Since this role involves leading complex projects, make sure to showcase your project management skills. Share specific examples of how you've provided regulatory advice and challenged business models in the past. We’re keen to see your strategic thinking in action!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss out on any important updates. Plus, it’s super easy – just click that ‘Apply Now’ button!
How to prepare for a job interview at Willow Resourcing
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of regulatory requirements like MiFID II, COBS, and Consumer Duty. Being able to discuss these in detail will show that you're not just familiar with the rules but can apply them to real-world scenarios.
✨Showcase Your Project Experience
Prepare specific examples of how you've supported business projects in the past. Highlight your role in providing regulatory advice and how you’ve challenged senior management effectively. This will demonstrate your hands-on experience and strategic thinking.
✨Understand the Company Culture
Research the firm’s reputation and values. Be ready to discuss how your personal values align with theirs, especially around compliance being at the heart of their operations. This shows you’re not just looking for a job, but a place where you can contribute meaningfully.
✨Ask Insightful Questions
Prepare thoughtful questions about their current projects and future regulatory challenges. This not only shows your interest in the role but also your proactive approach to understanding the business landscape they operate in.