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- Tasks: Lead compliance operations and ensure financial advice meets FCA regulations.
- Company: Exciting WealthTech start-up in London with a focus on innovation.
- Benefits: Hybrid working model, autonomy, and the stability of an established firm.
- Other info: Great opportunity for career growth in a fast-paced industry.
- Why this job: Shape positive customer outcomes while working in a dynamic environment.
- Qualifications: Experienced in compliance with knowledge of COBS, PROD, and Consumer Duty.
The predicted salary is between 43200 - 72000 £ per year.
A start-up WealthTech firm in London is seeking a Senior Compliance Manager to lead its Compliance operations. You'll ensure advice aligns with FCA regulations and help shape positive customer outcomes.
Ideal candidates are experienced Compliance professionals familiar with regulatory requirements like COBS, PROD, and Consumer Duty.
This role offers a hybrid working model, granting autonomy in a dynamic environment with the security of an established investment management firm.
Senior Compliance Lead – Financial Advice (Hybrid, London) employer: Willow Resourcing
Contact Detail:
Willow Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Lead – Financial Advice (Hybrid, London)
✨Tip Number 1
Network like a pro! Reach out to your connections in the WealthTech space and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance frameworks. We recommend creating a cheat sheet of key points related to COBS, PROD, and Consumer Duty to help you shine during those tricky questions.
✨Tip Number 3
Showcase your experience with real-life examples! When discussing your past roles, highlight specific instances where you ensured compliance and shaped positive customer outcomes. This will demonstrate your hands-on expertise.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Senior Compliance Lead – Financial Advice (Hybrid, London)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with FCA regulations and compliance frameworks like COBS and PROD. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance in the WealthTech space and how you can contribute to shaping positive customer outcomes. Keep it engaging and personal!
Showcase Your Leadership Skills: As a Senior Compliance Lead, we’re looking for someone who can lead and inspire. Highlight any previous leadership roles or projects where you’ve successfully guided teams through compliance challenges. We love seeing proactive problem solvers!
Apply Through Our Website: We encourage you to apply directly through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Willow Resourcing
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially COBS, PROD, and Consumer Duty. Being able to discuss these in detail will show that you're not just familiar with the rules but can also apply them effectively in a practical setting.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully navigated compliance challenges. This could be anything from implementing new policies to managing audits. Real-life scenarios will help demonstrate your expertise and problem-solving skills.
✨Understand the Company Culture
Research the start-up's mission and values. Understanding their approach to customer outcomes and how they align with regulatory compliance will help you tailor your responses and show that you're a good fit for their dynamic environment.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance strategy and how they measure success. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your professional goals.