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- Tasks: Conduct compliance monitoring reviews and present findings to senior management.
- Company: Join a leading investment management firm with a strong reputation.
- Benefits: Enjoy hybrid working options and the potential for a permanent role.
- Why this job: Make an impact in financial services while developing your compliance skills.
- Qualifications: Regulatory Compliance experience and knowledge of Consumer Duty regulations required.
- Other info: Immediate start available; perfect for those seeking stability in a dynamic market.
The predicted salary is between 36000 - 60000 £ per year.
Interim Senior Compliance Monitoring Officer (12-month FTC)
Finding the permanent market slow?
Immediately available or available at short notice?
What about a 12-month fixed term contract with the strong potential to become permanent?
That’s what’s on offer here.
You’ll be responsible for conducting regular and ad hoc compliance monitoring reviews, producing concise, informative reports highlighting your findings, recommendations and areas for improvement and presenting them to senior management. You’ll then monitor the implementation of any corrective actions and recommendations.
You’ll have good Regulatory Compliance experience within a Financial Services business and have previous Compliance Monitoring experience (either in a dedicated Monitoring capacity or as part of a wider, generalist role). You’ll have a good working knowledge of Consumer Duty regulations, whilst excellent communication and stakeholder management skills are essential.
Company: Leading investment management firm
Location: Bath, Somerset
Workplace: Hybrid Working
Reference: 415196
To apply for this position, please click on ‘Apply Now’ button or email your CV together with details of your current remuneration to quoting reference 415196.
Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.
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Interim Senior Compliance Monitoring Officer (12-month FTC) employer: Willow Resourcing
Contact Detail:
Willow Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Senior Compliance Monitoring Officer (12-month FTC)
✨Tip Number 1
Make sure to familiarize yourself with the latest Consumer Duty regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Prepare specific examples from your previous roles where you successfully conducted compliance monitoring reviews. Highlighting your hands-on experience will show that you can hit the ground running in this position.
✨Tip Number 3
Practice your communication skills, especially in presenting findings and recommendations. Being able to convey complex information clearly to senior management is crucial for this role.
✨Tip Number 4
Network with professionals in the financial services sector, particularly those involved in compliance. Building connections can provide valuable insights and potentially lead to referrals for the position.
We think you need these skills to ace Interim Senior Compliance Monitoring Officer (12-month FTC)
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of the Interim Senior Compliance Monitoring Officer. Familiarize yourself with compliance monitoring reviews and the importance of producing concise reports.
Highlight Relevant Experience: In your CV and cover letter, emphasize your Regulatory Compliance experience within Financial Services. Mention any specific Compliance Monitoring roles you've held and your knowledge of Consumer Duty regulations.
Showcase Communication Skills: Since excellent communication and stakeholder management skills are essential for this role, provide examples in your application that demonstrate your ability to present findings and recommendations effectively.
Tailor Your Application: Customize your CV and cover letter to align with the job description. Use keywords from the posting to ensure your application stands out and clearly shows how you meet the requirements.
How to prepare for a job interview at Willow Resourcing
✨Showcase Your Compliance Expertise
Make sure to highlight your previous experience in Regulatory Compliance and Compliance Monitoring. Be prepared to discuss specific examples of how you've conducted compliance reviews and the impact of your findings.
✨Demonstrate Strong Communication Skills
Since excellent communication is essential for this role, practice articulating your thoughts clearly. Prepare to explain complex compliance issues in a way that is easy for stakeholders to understand.
✨Familiarize Yourself with Consumer Duty Regulations
Brush up on your knowledge of Consumer Duty regulations before the interview. Be ready to discuss how these regulations apply to the role and how you can ensure compliance within the organization.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past challenges you've faced and how you successfully navigated them, focusing on your analytical and decision-making processes.
