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- Tasks: Lead the Compliance Monitoring Plan and ensure regulatory compliance.
- Company: Join a top-rated investment FinTech with stellar employee reviews.
- Benefits: Enjoy hybrid working and a supportive company culture.
- Why this job: Be part of a data-driven team making a real impact in finance.
- Qualifications: Strong experience in Compliance Monitoring within investment management is essential.
- Other info: Contact Mark for an informal chat if you need help with your CV.
The predicted salary is between 43200 - 72000 £ per year.
Are you looking for a Compliance Monitoring role with genuine autonomy?This is an opportunity to join a highly successful insurance firm that\’s been enjoying considerable growth in recent years. It\’s been a really exciting journey so far and they\’ve got an exciting future ahead. This is your chance to be part of it.You\’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. This is an environment where your voice will be heard, and your views and opinions will be welcomed.Managing a small team (with scope to grow), you\’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules.You\’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal policies.You\’ll present findings and recommendations to senior management and other relevant stakeholders, tracking and monitoring the implementation of corrective actions to ensure timely closure.You\’ll have gained strong Compliance Monitoring experience with the insurance industry, preferably in the London market. You\’ll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills.This is a fully office-based role and so you must be happy working in the London office 5 days a week.Interested?Click apply.Not got an up to date CV? Don\’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at mark.wilson@willowresourcing.co.uk. We\’ll pick it up from there.Company: London Market Insurance FirmLocation: LondonWorkplace: Office BasedWorkplace: OnsiteReference: 415198To apply for this position, please click on \’Apply Now\’ button or email your CV together with details of your current remuneration to info@willowresourcing.co.uk quoting reference 415198 .Willow Resourcing, 2nd Floor, 3 Brindley Place, Birmingham, B1 2JB.
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Contact Detail:
Willow Resourcing Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Monitoring Manager
✨Tip Number 1
Familiarise yourself with the latest CASS rules and regulatory changes. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the compliance field.
✨Tip Number 2
Network with professionals in the investment management sector. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance monitoring plans in the past. Highlighting your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Research the company culture and values of the firm you're applying to. Tailoring your conversation during interviews to align with their ethos can significantly increase your chances of landing the job.
We think you need these skills to ace Compliance Monitoring Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Monitoring Manager. Familiarise yourself with compliance monitoring plans, customer outcomes, and regulatory compliance to tailor your application effectively.
Highlight Relevant Experience: In your CV and cover letter, emphasise your strong Compliance Monitoring experience within an investment management business. Mention specific examples of how you've driven data-led approaches and executed reviews in previous roles.
Showcase Knowledge of Regulations: Demonstrate your understanding of CASS rules and the wider regulatory environment in your application. This will show that you are well-prepared for the challenges of the role and can contribute from day one.
Personalise Your Application: Address your application to the hiring manager, Mark, if possible. A personal touch can make your application stand out. Also, consider mentioning your enthusiasm for the company’s positive work culture as highlighted in their Glassdoor reviews.
How to prepare for a job interview at Willow Resourcing
✨Understand the Compliance Landscape
Make sure you have a solid grasp of compliance monitoring, especially within investment management. Brush up on CASS rules and the regulatory environment to demonstrate your expertise during the interview.
✨Showcase Your Data Skills
Since the role emphasises a data-led approach, be prepared to discuss how you've used data to drive insights in previous roles. Bring examples of how your analysis has influenced customer outcomes or compliance effectiveness.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills. Think of scenarios where you've had to monitor compliance or implement remedial actions, and be ready to explain your thought process and outcomes.
✨Express Enthusiasm for the Company Culture
With such positive employee reviews, it’s important to convey your excitement about the company culture. Research their values and be ready to discuss how you align with them and what you can bring to the team.
