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- Tasks: Lead compliance for innovative projects and provide regulatory advice.
- Company: Top-rated FinTech firm known for its supportive culture.
- Benefits: Competitive salary, bonus potential, and flexible hybrid working.
- Why this job: Join a leading firm and shape the future of retail investments.
- Qualifications: Experienced in compliance within Retail Investments and familiar with key regulations.
- Other info: Opportunity to transition from consultancy to an in-house role.
The predicted salary is between 72000 - 84000 £ per year.
A chance to be at the forefront of business strategy for a leading retail investment FinTech, providing Compliance support on key business projects and strategic initiatives. You’ll play a key role in the planning, launch and oversight of new products and services for this hugely innovative firm. This could also provide the ideal opportunity to move from Consultancy into an in-house role, a transition that’s not been easy given current market conditions.
You’ll also be working for a business with a fantastic reputation as an employer; in fact, it’s one of the highest rated employers in the UK, praised for its leadership, its people and its culture. You’ll also find that Compliance sits at the heart of everything the business does. It really is a business that puts Compliance at its heart and strongly believes in Compliance by design. And there’s a flexible working model with just 2 days a week in the firm’s London office.
What you’ll be doing:
- You’ll be the Compliance lead for complex cross-functional projects and strategic initiatives, providing robust, pragmatic regulatory advice and challenge to new business models, product concepts and technological innovation from inception.
- You’ll also make recommendations on enhancements to existing core processes, governance and product oversight and play a key role in their implementation.
- You’ll conduct proactive horizon scanning and assessment of emerging regulations and market trends relevant to the business, ensuring the firm is prepared for future regulatory change.
What you’ll need:
- You’ll be an experienced Compliance specialist with strong experience of working in a Retail Investments environment and will be very familiar with the regulatory requirements impacting the sector, including MiFID II, COBS, PROD, Consumer Duty etc.
- You’ll also have a proven track record of supporting business projects and providing advice and challenge to senior management.
Interested? Click apply.
Senior Compliance Manager (Projects) in Slough employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Manager (Projects) in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even referrals that could give you an edge.
✨Tip Number 2
Prepare for interviews by researching the company’s recent projects and compliance initiatives. Show them you’re not just another candidate; you’re genuinely interested in how compliance drives their business strategy.
✨Tip Number 3
Practice your pitch! Be ready to explain how your experience aligns with their needs, especially around regulatory requirements like MiFID II and Consumer Duty. Confidence is key, so rehearse until it feels natural.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Senior Compliance Manager (Projects) in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Compliance Manager role. Highlight your experience in Retail Investments and any relevant regulatory knowledge, like MiFID II or Consumer Duty. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our innovative projects. Keep it concise but impactful – we love a good story that connects your experience to our mission.
Showcase Your Project Experience: Since this role involves leading complex projects, make sure to showcase your project management skills. Share specific examples of how you've provided regulatory advice and challenged business models in the past. We’re keen to see your proactive approach!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy – just a few clicks and you’re in!
How to prepare for a job interview at Willow Resourcing Limited
✨Know Your Regulations
Make sure you brush up on the key regulatory requirements like MiFID II, COBS, and Consumer Duty. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply this knowledge to real-world scenarios.
✨Showcase Your Project Experience
Prepare specific examples of past projects where you provided compliance support. Highlight your role in planning, launching, and overseeing these projects, as well as any challenges you faced and how you overcame them. This will demonstrate your hands-on experience and problem-solving skills.
✨Understand the Company Culture
Research the company’s values and culture, especially their commitment to compliance by design. Be ready to discuss how your personal values align with theirs and how you can contribute to maintaining their high standards in compliance.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's strategic initiatives and how compliance plays a role in their future projects. This shows your genuine interest in the position and helps you assess if the company is the right fit for you.