At a Glance
- Tasks: Support the Head of Compliance with various duties and execute Compliance Monitoring Plans.
- Company: Rapidly growing FinTech firm with exciting market expansion opportunities.
- Benefits: Competitive salary, bonus, hybrid work, and mentorship from a talented Head of Compliance.
- Other info: Great prospects for career growth as the Compliance function expands.
- Why this job: Join a dynamic team and develop your career in a thriving industry.
- Qualifications: 2+ years of Compliance experience in retail FinTech and excellent communication skills.
The predicted salary is between 45000 - 55000 £ per year.
Senior Compliance Analyst Fin Tech London (Hybrid, 4 days a week in the office) £45k - £55k + bonus + benefits What’s in it for you?
This is an excellent developmental opportunity where you’ll report directly into a very talented Head of Compliance who’ll be your mentor and coach, ensuring your career is on an upward trajectory.
The role itself is really broad, providing plenty of opportunity to broaden your skills and experience, whilst also providing lots of exposure to the wider business.
You’ll be working for a Fin Tech firm that has been growing rapidly in recent times and is poised to enter new markets.
It’s a really exciting time to join and this growth will almost certainly see the Compliance function expand further over the next year.
And that means there’s great prospects for your own career development.
What you’ll be doing You’ll be supporting the Head of Compliance with a wide variety of Compliance duties but with a particular focus on assisting with the delivery of the Compliance Monitoring Plan, including executing thematic reviews.
You’ll also be responsible for reviewing and updating Compliance policies and for assisting with FCA returns using Reg Data and Connect.
Other duties will include Financial Promotions approvals, handling Compliance queries and complaints management and investigation.
What we’re looking for You’ll have gained 2+ years Compliance experience in a retail Fin Tech environment and will ideally be familiar with Consumer Duty requirements.
This experience will ideally include assisting with execution of the Compliance Monitoring Plan, whilst any experience of FCA submissions using Reg Data and/or Connect would be advantageous.
Excellent communication skills are a prerequisite for this role.
A Law degree would be advantageous but is not essential.
Sound good?
If so, click apply and send over your CV.
Not got an up to date CV?
Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at mark. wilson@willowresourcing. co. uk telling me that you’re interested.
We’ll pick it up from there.
Senior Compliance Analyst (FinTech) employer: Willow Resourcing Limited
Join a rapidly growing Consumer Lending firm in London, where you will benefit from a supportive work culture that prioritises employee development and mentorship. With a hybrid working model and a focus on career progression, this role offers you the chance to broaden your skills while being part of an exciting journey as the company expands into new markets. Enjoy competitive benefits and the opportunity to make a meaningful impact in a dynamic environment.
