Part-time Head of Compliance & MLRO (SMF16 & 17)

Part-time Head of Compliance & MLRO (SMF16 & 17)

Location: London (Hybrid – 2 days in the London office, 1 day working from home)

What’s in it for you?

The chance to join a small but ambitious firm that places Compliance at the heart of its operations. The firm believes the Head of Compliance should be fully integrated into the business, rather than sitting in an ivory tower. Once proven in the role, you’ll have the opportunity to become a Partner in the firm.

Part‑time fractional role: 3 days per week, with 2 days in the office and 1 day remote (optionally all 3 days in office).

What you’ll be doing

• Ensure the business operates compliantly, taking responsibility for both Regulatory and Financial Crime Compliance.
• Design, implement and maintain an effective Compliance framework, policies and monitoring plan aligned with strategic objectives.
• Interpret and apply regulatory rules and guidance, ensuring the firm meets investors’ needs, regulatory requirements and business objectives.
• Conduct horizon scanning to keep leadership abreast of changing regulatory requirements and drive necessary responses.

What do you need?

• Experienced senior Compliance specialist familiar with retail investment management, ideally with SMF16 background.
• Knowledge of regulatory landscape affecting retail investment management, including Consumer Duty.
• Proven track record of senior stakeholder engagement, with excellent communication, negotiation and influencing skills.
• Hands‑on approach, comfortable working closely with the business.

Interested?

If you think you are a good fit, click apply and send over your CV.

No recent CV? Call Mark Wilson at 0121 274 0357 for a confidential discussion or email mark.wilson@willowresourcing.co.uk.

Seniority level

Mid‑Senior Level

Employment type

Part‑Time

Job function

Other

Industries

Investment Management and Financial Services