Compliance Monitoring Manager in London

Compliance Monitoring Manager in London

London Full-Time 56700 - 69300 £ / year (est.) On-site
W

At a Glance

  • Tasks: Lead a small team in Compliance Monitoring and develop effective plans.
  • Company: Thriving London Market Insurance Firm with a collaborative culture.
  • Benefits: Autonomy in your role and a supportive work environment.
  • Other info: Fully office-based role in London with excellent career growth potential.
  • Why this job: Join a growing firm where your voice matters and make a real impact.
  • Qualifications: Strong Compliance Monitoring experience in the insurance industry required.

The predicted salary is between 56700 - 69300 £ per year.

Are you looking for a Compliance Monitoring role with genuine autonomy? This is an opportunity to join a highly successful insurance firm that’s been enjoying considerable growth in recent years. It’s been a really exciting journey so far and they’ve got an exciting future ahead. This is your chance to be part of it.

You’ll love the collaborative and inclusive culture that the firm provides, as well the autonomy on offer in this role. This is an environment where your voice will be heard, and your views and opinions will be welcomed.

Managing a small team (with scope to grow), you’ll lead and manage Compliance Monitoring, including developing and maintaining Compliance Monitoring plans and schedules. You’ll conduct thematic reviews to identify and assess compliance risks across all areas of the business and perform fact-finds and desk-based monitoring to evaluate adherence to regulatory requirements and internal policies.

You’ll present findings and recommendations to senior management and other relevant stakeholders, tracking and monitoring the implementation of corrective actions to ensure timely closure. You’ll have gained strong Compliance Monitoring experience with the insurance industry, preferably in the London market. You’ll need a detailed understanding of the FCA rulebooks impacting the insurance sector and must possess excellent communication and stakeholder management skills.

This is a fully office-based role and so you must be happy working in the London office 5 days a week.

Interested? Click apply.

Compliance Monitoring Manager in London employer: Willow Resourcing Limited

Willow Resourcing Limited is an exceptional employer, offering a flexible hybrid work model that allows for a healthy work-life balance while working in the dynamic wealth management sector. With a strong focus on employee growth, you will have clear pathways to advance into senior regulatory roles, supported by a collaborative and inclusive work culture that values expertise and innovation.

W

Contact Details:

Willow Resourcing Limited Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Monitoring Manager in London

✨Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

✨Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

✨Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

✨Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Willow Resourcing Limited looking for candidates who are engaged and informed.

We think you need these skills to ace Compliance Monitoring Manager in London

Compliance Monitoring
Regulatory Requirements
FCA Rulebooks
Thematic Reviews
Risk Assessment
Fact-Finding
Desk-Based Monitoring

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Willow Resourcing Limited. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Willow Resourcing Limited

✨Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

✨Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

✨Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

✨Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Willow Resourcing Limited’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!