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- Tasks: Lead compliance efforts in investments and funds, ensuring regulatory adherence.
- Company: Join a top-rated FinTech with a Glassdoor score of 4.9, known for its supportive culture.
- Benefits: Enjoy hybrid work, competitive salary, shares, and great perks.
- Why this job: Be part of a rapidly growing team in an innovative company with a bright future.
- Qualifications: Experience in compliance and investments is essential; be ready to make an impact.
- Other info: This role offers significant career development opportunities in a thriving environment.
The predicted salary is between 51000 - 85000 ÂŁ per year.
Investments Compliance Manager
Investment FinTech
Location: London (Hybrid – 2 days office, 3 days WFH per week)
Salary: To ÂŁ85k + shares + benefits
How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its staff?
This company has a Glassdoor score of 4.9 – that’s virtually unheard of in the UK. And here’s a snapshot of what staff have had to say about them.
“Amazing place to work with supportive and motivated people”
“Dream company and work culture”
“Great place to learn and be heard”
This innovative FinTech has made headlines for all the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead.
The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development meaning this could be the start of something special for you.
Operating as a subject matter expert in investments and funds, you’ll be responsible for advising on new investment product development as well as monitoring products and services to ensure the firm delivers good customer outcomes. You’ll also undertake periodic reviews of the firm’s investment product portfolio and processes, ensuring they work as planned and provide feedback on how they can be enhanced, and approve higher risk and more complex financial promotions.
You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, AIFMD, MAR, UCITS etc., whilst a sound understanding of CASS regulations would also be advantageous.
Interested?
Click apply.
Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at We’ll pick it up from there.
Investments Compliance Manager employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investments Compliance Manager
✨Tip Number 1
Familiarize yourself with the latest trends and regulations in the investment sector. Being well-versed in compliance issues will not only help you stand out but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the FinTech and compliance space. Attend industry events or join relevant online forums to connect with people who can provide insights and potentially refer you to opportunities.
✨Tip Number 3
Research the company’s culture and values thoroughly. Understanding what makes this FinTech unique will allow you to tailor your conversations and show how you align with their mission during interviews.
✨Tip Number 4
Prepare to discuss specific examples from your past experience that showcase your expertise in investments compliance. Highlighting your achievements will help illustrate your capability to contribute to their growing team.
We think you need these skills to ace Investments Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and investments. Use keywords from the job description to demonstrate that you meet the specific requirements of the Investments Compliance Manager role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for FinTech and compliance. Mention why you are excited about this particular company and how your skills align with their values and culture.
Highlight Achievements: In both your CV and cover letter, focus on quantifiable achievements in your previous roles. This could include successful projects, improvements in compliance processes, or contributions to team growth.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for spelling and grammatical errors, and ensure that your documents are well-organized and professional.
How to prepare for a job interview at Willow Resourcing Limited
✨Understand the Company Culture
Before your interview, take some time to research the company's culture and values. With a Glassdoor score of 4.9, it's clear that they prioritize a supportive work environment. Be prepared to discuss how your values align with theirs.
✨Showcase Your Expertise
As an Investments Compliance Manager, you'll need to demonstrate your knowledge in investments and funds. Prepare specific examples from your past experience where you successfully navigated compliance challenges or contributed to risk management.
✨Highlight Career Development Goals
This company is experiencing rapid growth, which means opportunities for career advancement. Be ready to discuss your career aspirations and how you see yourself growing within the organization.
✨Prepare Questions for Them
Interviews are a two-way street. Prepare insightful questions about the team dynamics, future projects, and how they support employee development. This shows your genuine interest in the role and the company.
