Interim Senior Compliance Monitoring Officer

Interim Senior Compliance Monitoring Officer

Initial 12-Month FTC – good potential for becoming permanent

Investment Management

Bath (Hybrid, 2 days per week in the office, 3 days WFH)

You’ll be responsible for conducting regular and ad hoc compliance monitoring reviews, producing concise, informative reports highlighting your findings, recommendations and areas for improvement, and presenting them to senior management. You’ll then monitor the implementation of any corrective actions and recommendations.

You’ll have good Regulatory Compliance experience within a Financial Services business and have previous Compliance Monitoring experience (either in a dedicated Monitoring capacity or as part of a wider, generalist role). You’ll have a good working knowledge of Consumer Duty regulations, whilst excellent communication and stakeholder management skills are essential.

If so, click apply and send over your CV.

Not got an up to date CV? Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at telling me that you’re interested. We’ll pick it up from there.

Seniority level

• Associate

Employment type

• Contract

Job function

• Other
• Industries: Investment Management and Financial Services

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