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- Tasks: Support regulatory changes and implement new policies in a remote role.
- Company: Join a successful firm providing financial planning to high-net-worth individuals.
- Benefits: Enjoy a competitive salary, bonus, pension, and holiday entitlement while working from home.
- Why this job: Gain valuable experience in compliance with flexibility and a supportive company culture.
- Qualifications: Must have Level 4 qualification and experience in Wealth Management compliance.
- Other info: Contact Mark for an informal chat if you need help with your CV.
The predicted salary is between 38400 - 67200 £ per year.
Interim Compliance Officer (12-month Fixed Term Contract)
Wealth Management
Location: Remote (UK)
Salary: To £48k + bonus + benefits
Why not buy yourself some time in your search for your next permanent Compliance role?
And get some excellent experience in the process, whilst also having the flexibility to work from home.
You’ll be working for a very well-established, successful business that provides Financial Planning & Advice services to a range of HNW individuals.
This is an initial 12-month Fixed Term Contract that comes with all the employee benefits of a permanent role, including bonus, pension and holiday entitlement.
You\’ll undertake horizon scanning to support the identification and assessment of regulatory changes, developments and announcements from the FCA that impact the wealth management sector.
You’ll play an active role in updating and implementing new policies and procedures as a result of regulatory changes and communicate the details effectively to the business.
In addition, you’ll provide advice and guidance on regulatory and technical matters across the Group and contribute to the review and sign-off of financial promotions and other customer-facing documentation.
You’ll be an experienced Compliance specialist from the Wealth Management arena, will hold a relevant Level 4 qualification (e.g. CII Diploma in Financial Planning).
You’ll have the ability to analyse and interpret legislation, regulation and industry guidance, and exercise sound judgement and decision-making in the application of regulatory and technical standards.
Interested?
Click apply.
Not got an up to date CV?
Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at We’ll pick it up from there.
Interim Compliance Officer (12-month FTC) employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Interim Compliance Officer (12-month FTC)
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance updates relevant to wealth management. This will not only help you in interviews but also demonstrate your proactive approach to staying informed in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who have experience in wealth management. Engaging in discussions can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully implemented compliance policies or navigated regulatory changes in your previous roles. Real-life scenarios can showcase your expertise effectively.
✨Tip Number 4
Research the company’s values and recent developments in their compliance practices. Tailoring your conversation to align with their goals can make a strong impression during your discussions.
We think you need these skills to ace Interim Compliance Officer (12-month FTC)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, particularly within the wealth management sector. Emphasise any relevant qualifications, such as a Level 4 qualification like the CII Diploma in Financial Planning.
Craft a Strong Cover Letter: Write a cover letter that specifically addresses the requirements of the Interim Compliance Officer role. Mention your experience with regulatory changes and your ability to communicate effectively with stakeholders.
Highlight Relevant Skills: In your application, focus on skills such as analysis, interpretation of legislation, and decision-making. Provide examples of how you've successfully applied these skills in previous roles.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Willow Resourcing Limited
✨Know Your Regulations
As an Interim Compliance Officer, it's crucial to have a solid understanding of the regulations that govern the wealth management sector. Brush up on FCA guidelines and be prepared to discuss how you've navigated regulatory changes in your previous roles.
✨Showcase Your Experience
Highlight your experience in compliance, especially within wealth management. Be ready to provide specific examples of how you've implemented policies or handled compliance issues, as this will demonstrate your capability to contribute effectively from day one.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your judgement and decision-making skills. Think about past situations where you had to analyse legislation or provide guidance on regulatory matters, and be prepared to explain your thought process.
✨Communicate Clearly
Effective communication is key in compliance roles. Practice articulating complex regulatory concepts in simple terms, as you'll need to convey these details to various stakeholders within the business. This will show your ability to bridge the gap between compliance and operational teams.
