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- Tasks: Lead a high-performing compliance team and oversee regulatory activities.
- Company: Join one of the UK's highest-rated employers with a fantastic reputation.
- Benefits: Flexible working, shares in the company, and clear career progression.
- Why this job: Make a real impact in compliance while enjoying a dynamic work environment.
- Qualifications: Experienced compliance professional with a background in retail savings and investments.
- Other info: Opportunity for growth with a mooted IPO on the horizon.
The predicted salary is between 72000 - 108000 £ per year.
Location: London (Hybrid – 2 days office, 3 days WFH per week)
What’s in it for you? This is a natural stepping stone into an SMF16 role. There’s a clear path. You’ll also be working for a business with a fantastic reputation as an employer; in fact, it’s one of the highest rated employers in the UK, praised for its leadership, its people and its culture. There’s also shares as part of the package and with a mooted IPO on the horizon, they’re likely to be quite lucrative. And there’s a flexible working model with just 2 days a week in the firm’s London office.
What you’ll be doing: Reporting into the Compliance Director (SMF16), you’ll lead a small, high-performing team (6 FTE) responsible for Compliance Advice and 2nd line Assurance with regards to all products regulated by the FCA (ETFs, ISAs, Pensions etc.). You’ll take responsibility for all aspects of Compliance activity, managing, overseeing and supporting the team to plan and deliver assurance activities, provide pragmatic advice at pace, and carry out broader Compliance activities including horizon scanning, regulatory reporting, training etc. You’ll also provide independent challenge and input to senior management regarding key business decisions and new product development.
What you’ll need: You’ll be a highly experienced Compliance professional with a proven track record of managing and developing Compliance teams. You’ll have strong experience of working in a Retail Savings and/or Investments environment and will be very familiar with the regulatory requirements impacting the distribution of investment products such as ETFs, ISAs, Pensions etc. You’ll also have a proven track record of working closely with and influencing senior management teams.
Interested? Click apply.
Head of Compliance - Retail Savings & Investments employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance - Retail Savings & Investments
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field, especially those who work in retail savings and investments. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA regulations and compliance best practices. We want you to be ready to impress with your expertise and show how you can lead a high-performing team.
✨Tip Number 3
Don’t underestimate the power of a follow-up! After an interview, drop a quick thank-you email to express your appreciation and reiterate your enthusiasm for the role. It keeps you fresh in their minds.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for talented individuals like you to join our fantastic team.
We think you need these skills to ace Head of Compliance - Retail Savings & Investments
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance role. Highlight your experience in managing Compliance teams and your familiarity with FCA regulations. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your achievements in the Retail Savings and Investments sector, and let us know how you can contribute to our high-performing team.
Showcase Your Leadership Skills: Since you'll be leading a small team, it's crucial to demonstrate your leadership abilities. Include examples of how you've successfully managed and developed teams in the past. We love seeing candidates who can inspire and motivate others!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep everything organised and ensures your application gets the attention it deserves. Plus, it’s super easy!
How to prepare for a job interview at Willow Resourcing Limited
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA regulations and compliance practices relevant to Retail Savings and Investments. Being able to discuss specific products like ETFs, ISAs, and Pensions will show that you're not just familiar with the field but also genuinely interested in it.
✨Showcase Your Leadership Skills
Since you'll be leading a small team, prepare examples of how you've successfully managed and developed teams in the past. Think about challenges you've faced and how you overcame them, as well as how you’ve influenced senior management decisions.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios or challenges. Practise articulating your thought process and decision-making skills, as this will demonstrate your ability to provide pragmatic advice at pace.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the company’s culture, the team dynamics, or future regulatory challenges. This shows your enthusiasm for the role and helps you gauge if the company is the right fit for you.