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- Tasks: Ensure compliance and implement effective frameworks in a dynamic investment management firm.
- Company: Join an ambitious firm that values compliance at its core.
- Benefits: Part-time role with potential to become a Partner and flexible working options.
- Why this job: Make a real impact in compliance while shaping the future of the business.
- Qualifications: Senior Compliance experience, ideally with retail investment management knowledge.
- Other info: Collaborative environment with opportunities for professional growth.
The predicted salary is between 60000 - 84000 £ per year.
Location: London (Hybrid – 2 days in the London office, 1 day working from home)
What’s in it for you?
- The chance to join a small but ambitious firm that places Compliance at the heart of its operations.
- The firm believes the Head of Compliance should be fully integrated into the business, rather than sitting in an ivory tower.
- Once proven in the role, you’ll have the opportunity to become a Partner in the firm.
Part‑time fractional role: 3 days per week, with 2 days in the office and 1 day remote (optionally all 3 days in office).
What you’ll be doing:
- Ensure the business operates compliantly, taking responsibility for both Regulatory and Financial Crime Compliance.
- Design, implement and maintain an effective Compliance framework, policies and monitoring plan aligned with strategic objectives.
- Interpret and apply regulatory rules and guidance, ensuring the firm meets investors’ needs, regulatory requirements and business objectives.
- Conduct horizon scanning to keep leadership abreast of changing regulatory requirements and drive necessary responses.
What do you need?
- Experienced senior Compliance specialist familiar with retail investment management, ideally with SMF16 background.
- Knowledge of regulatory landscape affecting retail investment management, including Consumer Duty.
- Proven track record of senior stakeholder engagement, with excellent communication, negotiation and influencing skills.
- Hands‑on approach, comfortable working closely with the business.
Interested? If you think you are a good fit, click apply and send over your CV. No recent CV? Call Mark Wilson for a confidential discussion or email.
Seniority level: Mid‑Senior Level
Employment type: Part‑Time
Job function: Other
Industries: Investment Management and Financial Services
Part-time Head of Compliance & MLRO (SMF16 & 17) in England employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Part-time Head of Compliance & MLRO (SMF16 & 17) in England
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and investment management sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory frameworks and recent changes in compliance. We want you to be the go-to person for any questions they throw your way!
✨Tip Number 3
Showcase your hands-on approach! During interviews, share specific examples of how you've successfully implemented compliance strategies in previous roles. We love hearing about real-life experiences that demonstrate your skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we’re always on the lookout for passionate candidates like you!
We think you need these skills to ace Part-time Head of Compliance & MLRO (SMF16 & 17) in England
Some tips for your application 🫡
Tailor Your CV: Make sure your CV speaks directly to the job description. Highlight your experience in compliance and any relevant regulatory knowledge, especially around retail investment management. We want to see how you fit into our ambitious firm!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your hands-on approach can benefit us. Don’t forget to mention your familiarity with Consumer Duty and stakeholder engagement.
Showcase Your Communication Skills: Since this role involves a lot of interaction with senior stakeholders, make sure your application reflects your excellent communication and negotiation skills. We love seeing examples of how you've influenced decisions in the past!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and get to know you better. Don’t hesitate – we’re excited to hear from you!
How to prepare for a job interview at Willow Resourcing Limited
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulatory requirements and compliance frameworks relevant to retail investment management. Being able to discuss specific regulations, like Consumer Duty, will show that you're not just familiar with the basics but are genuinely engaged with the field.
✨Showcase Your Stakeholder Skills
Prepare examples of how you've successfully engaged with senior stakeholders in the past. Think about times when your communication and negotiation skills made a difference. This role requires a hands-on approach, so demonstrating your ability to influence and collaborate is key.
✨Understand Their Business Model
Research the firm’s operations and how they integrate compliance into their business strategy. Be ready to discuss how you can align compliance initiatives with their strategic objectives, showing that you’re not just a compliance expert but also a business partner.
✨Ask Insightful Questions
Prepare thoughtful questions that reflect your understanding of the role and the firm's challenges. Inquire about their current compliance framework or how they handle horizon scanning for regulatory changes. This shows your proactive mindset and genuine interest in contributing to their success.
