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- Tasks: Oversee daily reconciliations and maintain CASS records while driving process improvements.
- Company: Join a revolutionary FinTech start-up transforming the post-trading space in the UK and Europe.
- Benefits: Enjoy flexible remote work options and potential equity in a growing company.
- Why this job: Make a real impact in a newly created role with opportunities for personal growth and learning.
- Qualifications: Must have experience in CASS management and a strong understanding of financial instruments and market dynamics.
- Other info: Exciting time to join as the company goes live; direct support from an experienced Head of Compliance.
The predicted salary is between 52000 - 78000 £ per year.
Looking for greater flexibility to work from home? Or perhaps you’re looking for a role to really make your own where you can add real value? This FinTech start-up will revolutionise the post-trading space both here in the UK and across Europe. Having been in stealth mode, they’re now going live in September and so this is an exciting time to join the business.
This is a newly created role, and you’ll have plenty of scope to make it your own, adding value through the continual development of processes and systems. And you’ll get to work for and learn from an extremely talented Head of Compliance who holds the SMF16z function. The firm operates a really flexible working policy, meaning you can work completely remotely.
You’ll oversee all aspects of daily reconciliations and escalations to the SMF16z, developing and maintaining CASS records and procedures in relation to reconciliations, CMAR and RP. You’ll be responsible for monthly CMAR submissions, maintenance of the CASS RP and attend the firm’s CASS Oversight Committee.
You’ll also maintain up-to-date knowledge of regulatory changes and industry best practices related to CASS compliance and drive continuous improvements to enhance the accuracy, quality and efficiency of regulatory procedures. You’ll be an experienced CASS Management specialist with an in-depth knowledge of reconciliations processes, regulatory requirements and market practices in the UK and EU. A strong understanding of financial instruments, trading systems and market dynamics is essential.
Sound good? If so, click apply and send over your CV.
CASS Oversight Manager employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS Oversight Manager
✨Tip Number 1
Familiarise yourself with the latest CASS regulations and compliance standards. This will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving field.
✨Tip Number 2
Network with professionals in the FinTech and compliance sectors. Engaging with industry peers can provide insights into the role and may even lead to referrals, increasing your chances of landing the job.
✨Tip Number 3
Prepare to discuss specific examples of how you've improved processes or systems in previous roles. Highlighting your ability to add value through continuous improvement will resonate well with the hiring team.
✨Tip Number 4
Research the company’s mission and values, especially their approach to innovation in the post-trading space. Tailoring your conversation to align with their goals can set you apart from other candidates.
We think you need these skills to ace CASS Oversight Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in CASS management and reconciliations. Use specific examples that demonstrate your knowledge of regulatory requirements and market practices in the UK and EU.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the FinTech industry. Mention how your skills align with the responsibilities outlined in the job description, particularly your ability to drive continuous improvements in regulatory procedures.
Highlight Relevant Skills: In your application, emphasise your understanding of financial instruments, trading systems, and market dynamics. These are crucial for the CASS Oversight Manager role, so make sure they stand out.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail, which is essential for this position.
How to prepare for a job interview at Willow Resourcing Limited
✨Understand CASS Regulations
Make sure you have a solid grasp of the CASS regulations and compliance requirements. Be prepared to discuss how your experience aligns with these regulations and how you can contribute to maintaining compliance within the company.
✨Showcase Your Analytical Skills
As a CASS Oversight Manager, you'll need strong analytical skills. Prepare examples from your past roles where you've successfully managed reconciliations or improved processes. Highlight any specific tools or methodologies you used.
✨Demonstrate Flexibility and Initiative
This role offers a chance to make it your own, so be ready to discuss how you would approach developing new processes. Share ideas on how you can drive continuous improvements and adapt to regulatory changes in the industry.
✨Engage with the Interviewer
Don't forget that interviews are a two-way street. Prepare thoughtful questions about the company's culture, the team you'll be working with, and the challenges they face. This shows your genuine interest in the role and helps you assess if it's the right fit for you.
