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- Tasks: Supervise and train Financial Advisors while ensuring compliance with regulations.
- Company: Fast-growing wealth management firm with a flexible, home-based culture.
- Benefits: Flexible hours, competitive pay, and fully expensed travel for training.
- Other info: Great opportunities for career progression in a supportive environment.
- Why this job: Join a dynamic team and shape the future of financial advice.
- Qualifications: Strong T&C experience in wealth management and knowledge of regulatory standards.
The predicted salary is between 30000 - 40000 £ per year.
Part-time T&C Supervisor (3 or 4 days per week) in Wealth Management.
Location: Bath - Hybrid (4-5 days a month in Bath). A predominantly home-based role with real flexibility. We're also flexible around the number of days/hours you work per week. You’ll be joining a wealth management firm that’s growing quickly but sustainably, creating opportunities for further career progression.
You’ll oversee the T&C of around 35-40 Financial Advisors, including Appointed Representatives, ensuring compliance with business practices and regulatory requirements.
You’ll identify key areas for development within the advice process and address any knowledge or skill gaps through tailored training. In addition, you’ll identify any changes required to administrative and business processes due to policy decisions, initiatives, or regulatory changes.
Although predominantly home-based, you will need to provide monthly in-person induction training to new Advisors at the firm's Bath office. All costs for travel and any accommodation (if required) would be fully expensed.
You’ll have strong T&C experience within a wealth management (financial planning and advice) environment. You must have experience of conducting observations of Financial Advisors.
You’ll have a good understanding of the regulatory environment, including COBS, DISP, COLL, and Consumer Duty. Any previous experience as a Financial Advisor would be of interest but is certainly not essential.
Locations
Part-time T&C Supervisor (Wealth Management) in Bath, Somerset employer: Willow Resourcing Limited
Contact Detail:
Willow Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Part-time T&C Supervisor (Wealth Management) in Bath, Somerset
✨Tip Number 1
Network like a pro! Reach out to your connections in the wealth management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulatory requirements like COBS and DISP. Show us you’re not just familiar with the terms, but that you can apply them in real-world scenarios. Confidence is key!
✨Tip Number 3
Don’t underestimate the power of a tailored training session! If you’ve got experience in T&C, think about how you can showcase your ability to identify skill gaps and develop training plans. We want to see your proactive approach!
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re genuinely interested in joining our growing team in Bath.
We think you need these skills to ace Part-time T&C Supervisor (Wealth Management) in Bath, Somerset
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience that match the T&C Supervisor role. Highlight your compliance knowledge and any relevant training experience to show us you’re the right fit for our wealth management team.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you’re passionate about wealth management and how your background aligns with our needs. Be specific about your T&C experience and how you can contribute to our growing firm.
Showcase Your Regulatory Knowledge: Since understanding the regulatory environment is key, make sure to mention your familiarity with COBS, DISP, COLL, and Consumer Duty in your application. This will help us see that you’re ready to hit the ground running.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!
How to prepare for a job interview at Willow Resourcing Limited
✨Know Your Stuff
Make sure you brush up on your knowledge of the regulatory environment, especially COBS, DISP, COLL, and Consumer Duty. Being able to discuss these topics confidently will show that you’re well-prepared and understand the compliance landscape.
✨Showcase Your T&C Experience
Be ready to share specific examples from your past roles where you've overseen training and competency for Financial Advisors. Highlight any tailored training programmes you've developed or implemented, as this will demonstrate your hands-on experience in the wealth management sector.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle certain situations, like addressing skill gaps or implementing changes due to regulatory updates. Think through some scenarios in advance and prepare your responses to showcase your problem-solving skills and adaptability.
✨Emphasise Flexibility and Teamwork
Since this role offers flexibility, be sure to express your willingness to adapt to different working hours and environments. Also, mention your ability to work collaboratively with a team, especially when conducting in-person training sessions at the Bath office.