Head of Compliance SMF16 (London Area)

Our client, a boutique asset manager, is seeking an experienced Compliance Officer to join the team. This role ensures compliance with FCA, SEC, and EU regulations, oversees risk management, and supports governance and reporting requirements. You will be responsible for maintaining and updating compliance policies, risk frameworks, and regulatory filings. In addition to this, you will be expected to liaise with regulators, external compliance advisors, and service providers.

Key Requirements:

• 10+ years’ experience in compliance within asset management.
• Strong knowledge of FCA, SEC, and EU regulations.
• Experience with investment trust companies and UCITS funds (preferred).
• Ability to interpret new regulations and implement necessary changes.

This is a great opportunity for a generalist compliance professional who is looking for a highly visible role offering great exposure and opportunity to contribute to strategic risk management.

For more information, please contact me at irma@williamblake.co.uk