Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Review and approve marketing materials while advising sales teams on compliance matters.
- Company: Join a leading investment management firm with a collaborative culture.
- Benefits: Competitive salary, flexible remote work, and professional development opportunities.
- Other info: Dynamic London office environment with excellent career growth potential.
- Why this job: Gain exposure to diverse marketing activities across EMEA and enhance your compliance expertise.
- Qualifications: 2-5 years of compliance experience and fluency in English plus Italian or German.
The predicted salary is between 50000 - 70000 ÂŁ per year.
Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 50 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate.
We are currently seeking a Compliance professional to support our marketing and distribution activities in the EMEA region. The focus of the role will be the review and approval of marketing materials and advising the sales teams on compliance matters. The role is an excellent opportunity for an individual to develop knowledge across multiple jurisdictions and exposure to a wide range of marketing and distribution activities. The Analyst will report to the Chief Compliance Officer, EMEA, work closely with other members of the EMEA Client Platform Compliance team and collaborate with colleagues across our global Legal & Compliance teams.
This role will be based in our London office with an expectation of working from the office four days per week. Ideally, the successful candidate will have sufficient fluency in Italian or German to review Italian or German marketing materials. We will consider applicants based in Frankfurt and Luxembourg as well.
Primary responsibilities will include:
- Review and approve marketing materials used in the EMEA region, including materials created in Italian or German.
- Provide day to day advice to regional sales and marketing teams on marketing content and distribution requirements across EMEA.
- Develop and maintain marketing guidelines, Q&A’s, checklists, and country specific marketing memos.
- Conduct compliance monitoring on marketing materials and sales practices.
- Keep abreast of new regulatory developments and their impact and review of financial promotions.
- Provide compliance training to the business, specifically in relation to marketing and distribution, and more generally where required.
The successful candidate is likely to have:
- Strong academic background, including an undergraduate degree.
- 2-5 years compliance experience, ideally gained at a buy-side, asset management firm.
- Experience reviewing financial promotions and fund-related marketing materials.
- Familiarity with cross-border distribution of UCITs and AIFs in UK, EU or MENA.
- Good understanding of asset management industry and capital markets.
- Good business judgment and comfort navigating “grey” areas.
- Collaborative and proactive mindset, with ability to deliver under tight deadlines.
- Strong technology skills and curiosity about improving productivity through technology.
- Fluency in English and either Italian or German.
We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week. We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.
Compliance Analyst, EMEA in London employer: Wellington Management
Contact Detail:
Wellington Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst, EMEA in London
✨Tip Number 1
Network like a pro! Reach out to folks in the compliance field, especially those at Wellington Management. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of compliance regulations in the EMEA region. Show us you’re not just a candidate, but someone who’s genuinely interested in the role and the industry.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you note. It shows your enthusiasm and keeps you fresh in our minds.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, it shows you’re serious about joining our team at Wellington Management.
We think you need these skills to ace Compliance Analyst, EMEA in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your relevant experience in compliance, especially in marketing and distribution. We want to see how your background aligns with the role of Compliance Analyst at Wellington Management.
Showcase Your Language Skills: If you’re fluent in Italian or German, don’t forget to mention it! This is a key requirement for the role, and we’d love to see how you can contribute to reviewing marketing materials in those languages.
Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so make sure your skills and experiences shine through without unnecessary fluff.
Apply Through Our Website: We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Wellington Management
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations, especially those relevant to marketing materials in the EMEA region. Familiarise yourself with UCITS and AIFs, as well as any recent regulatory changes that could impact financial promotions.
✨Showcase Your Language Skills
If you speak Italian or German, be ready to demonstrate your fluency during the interview. You might be asked to review a marketing material in one of these languages, so practice articulating your thoughts clearly and confidently.
✨Prepare for Scenario Questions
Expect questions that assess your judgement in 'grey' areas of compliance. Think of examples from your past experience where you had to navigate complex situations and how you approached them. This will show your problem-solving skills and business acumen.
✨Highlight Your Collaborative Spirit
Wellington Management values teamwork, so be prepared to discuss how you've worked with sales and marketing teams in the past. Share specific instances where your advice made a difference, showcasing your proactive mindset and ability to deliver under tight deadlines.