Senior Guideline Monitoring Analyst – Real-Time Trade Compliance

Senior Guideline Monitoring Analyst – Real-Time Trade Compliance

Full-Time 60000 - 80000 £ / year (est.) No working from home possible
Wellington Management Company

At a Glance

  • Tasks: Ensure transactions comply with client guidelines and regulatory requirements while collaborating with internal teams.
  • Company: Wellington Management Company, a leader in investment operations.
  • Benefits: Competitive salary, professional development, and a supportive team environment.
  • Other info: Opportunity for growth in a fast-paced investment environment.
  • Why this job: Join a dynamic team and make a real impact in trade compliance.
  • Qualifications: Bachelor’s degree in Finance and 3–7 years of relevant experience.

The predicted salary is between 60000 - 80000 £ per year.

Wellington Management Company is seeking a Senior Guideline Monitoring Analyst to join the Investment Operations Team. This role focuses on ensuring that transactions and holdings comply with client guidelines and regulatory requirements.

The successful candidate will review Investment Management Agreements, provide pre-trade support, and collaborate with various internal teams.

Qualifications include a Bachelor’s degree in Finance and 3–7 years of relevant industry experience, with familiarity in guideline monitoring and investment operations being a plus.

Senior Guideline Monitoring Analyst – Real-Time Trade Compliance employer: Wellington Management Company

Wellington Management is an exceptional employer, offering a collaborative culture that fosters independent thought and encourages professional growth. As a Senior Microsoft Cloud Platform Engineer in London, you will benefit from a dynamic work environment that prioritises innovation and technical excellence, while also providing opportunities for continuous learning and development. With a commitment to diversity and a flexible work arrangement, Wellington Management ensures that employees can thrive both personally and professionally.

Wellington Management Company

Contact Details:

Wellington Management Company Recruitment Team

We think you need these skills to ace Senior Guideline Monitoring Analyst – Real-Time Trade Compliance

Guideline Monitoring
Regulatory Compliance
Investment Management Agreements Review
Pre-Trade Support
Collaboration Skills
Finance Knowledge
Investment Operations Experience