At a Glance
- Tasks: Review and approve marketing materials while advising sales teams on compliance matters.
- Company: Join Wellington Management, a leader in investment management with a collaborative culture.
- Benefits: Competitive salary, flexible remote work, and opportunities for professional growth.
- Other info: Dynamic team environment with strong focus on diversity and inclusion.
- Why this job: Gain exposure to diverse markets and make an impact in the compliance field.
- Qualifications: 2-5 years of compliance experience and fluency in English plus Italian or German.
The predicted salary is between 50000 - 65000 € per year.
Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate.
We are currently seeking a Compliance professional to support our marketing and distribution activities in the EMEA region. The focus of the role will be the review and approval of marketing materials and advising the sales teams on compliance matters. The role is an excellent opportunity for an individual to develop knowledge across multiple jurisdictions and exposure to a wide range of marketing and distribution activities. The Analyst will report to the Chief Compliance Officer, EMEA, work closely with other members of the EMEA Client Platform Compliance team and collaborate with colleagues across our global Legal & Compliance teams. This role will be based in our London office with an expectation of working from the office four days per week. Ideally, the successful candidate will have sufficient fluency in Italian or German to review Italian or German marketing materials. We will consider applicants based in Frankfurt and Luxembourg as well.
Primary responsibilities will include:
- Review and approve marketing materials used in the EMEA region, including materials created in Italian or German.
- Provide day to day advice to regional sales and marketing teams on marketing content and distribution requirements across EMEA.
- Develop and maintain marketing guidelines, Q&A's, checklists, and country specific marketing memos.
- Conduct compliance monitoring on marketing materials and sales practices.
- Keep abreast of new regulatory developments and their impact and review of financial promotions.
- Provide compliance training to the business, specifically in relation to marketing and distribution, and more generally where required.
The successful candidate is likely to have:
- Strong academic background, including an undergraduate degree.
- 2-5 years compliance experience, ideally gained at a buy-side, asset management firm.
- Experience reviewing financial promotions and fund-related marketing materials.
- Familiarity with cross-border distribution of UCITs and AIFs in UK, EU or MENA.
- Good understanding of asset management industry and capital markets.
- Good business judgment and comfort navigating "grey" areas.
- Collaborative and proactive mindset, with ability to deliver under tight deadlines.
- Strong technology skills and curiosity about improving productivity through technology.
- Fluency in English and either Italian or German.
Not sure you meet 100% of our qualifications? That's ok. If you believe that you could excel in this role, we encourage you to apply and welcome a chance to review your background. We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds. As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law.
If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMWTalentOperations@wellington.com.
We believe that in person interactions inspire and energize our community and are essential to our culture. In support of this commitment, our employees work from our offices 4 days a week with flexibility to work remotely 1 day a week. We believe that this approach ultimately supports our mission to deliver investment excellence to our clients and their beneficiaries over the long term.
Compliance Analyst, EMEA - Wellington Management Company, LLP in London employer: Wellington Management Company, LLP
Wellington Management is an exceptional employer that fosters a collaborative and inclusive work culture, encouraging independent thought and healthy debate among its employees. With a strong commitment to employee growth, the company offers opportunities for professional development and exposure to diverse compliance challenges across the EMEA region. Located in London, our office environment promotes in-person interactions while allowing flexibility, ensuring a balanced approach to work and life.
Contact Detail:
Wellington Management Company, LLP Recruiting Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst, EMEA - Wellington Management Company, LLP in London
✨Tip Number 1
Network like a pro! Reach out to current or former employees at Wellington Management through LinkedIn. A friendly chat can give us insider info and might just get your foot in the door.
✨Tip Number 2
Prepare for the interview by brushing up on compliance regulations in the EMEA region. We want to show that we’re not just interested, but knowledgeable about the industry and its challenges.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or family. This will help us articulate our thoughts clearly and confidently when it’s our turn to shine.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure our application gets seen by the right people. Plus, it shows we’re serious about joining the team.
We think you need these skills to ace Compliance Analyst, EMEA - Wellington Management Company, LLP in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Compliance Analyst role. Highlight your relevant experience in compliance, especially in marketing materials and distribution requirements, as this will show us you understand what we're looking for.
Showcase Your Language Skills:If you have fluency in Italian or German, don’t forget to mention it! This is a key requirement for the role, and we want to see how you can contribute to our EMEA marketing efforts with your language skills.
Be Clear and Concise:When writing your application, keep it straightforward and to the point. We appreciate clarity, so make sure your experience and skills shine through without unnecessary fluff.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you're keen on joining our team!
How to prepare for a job interview at Wellington Management Company, LLP
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations, especially those relevant to marketing and distribution in the EMEA region. Familiarise yourself with UCITS and AIFs, as well as any recent regulatory changes that could impact the role.
✨Showcase Your Language Skills
If you’re fluent in Italian or German, be ready to demonstrate this during the interview. You might be asked to review a marketing material in one of these languages, so practice articulating your thoughts clearly and confidently.
✨Prepare for Scenario Questions
Expect questions that assess your judgement in 'grey' areas of compliance. Think of examples from your past experience where you had to navigate complex situations and how you approached them. This will show your problem-solving skills and business acumen.
✨Highlight Your Collaborative Spirit
Wellington values teamwork, so be prepared to discuss how you've worked with others in previous roles. Share specific instances where you collaborated with sales or marketing teams to ensure compliance, showcasing your proactive mindset.
