At a Glance
- Tasks: Lead compliance strategy and provide regulatory guidance in a dynamic Wealth Management firm.
- Company: Market-leading Wealth Management firm with a focus on adviser support.
- Benefits: Competitive salary up to £80,000, hybrid working, and excellent career growth.
- Other info: Supportive culture with opportunities for professional development.
- Why this job: Step into a senior leadership role and make a real impact on compliance.
- Qualifications: Experience in senior compliance roles and strong knowledge of FCA regulations.
The predicted salary is between 60000 - 80000 £ per year.
- A well-established, market-leading Wealth Management firm is looking for an experienced
- Compliance professional to step into the role of
Head of Compliance and lead its compliance function.
- This is an outstanding opportunity for an experienced
- Compliance Manager ,
- Senior Compliance Manager or
- Deputy Head of Compliance looking to progress into a
Head of Compliance position within a growing, adviser-focused business.
The Role
Head of Compliance , you will play a pivotal role in shaping the firm's compliance strategy while working closely with senior leadership to support the continued growth of the business.
Key responsibilities include
- Leading and developing the firm's compliance framework.
- Providing regulatory advice and guidance across the business.
- Overseeing Consumer Duty, SMCR, Training & Competence (T&C) and FCA regulatory requirements.
- Sitting on the Investment Committee, providing regulatory guidance and challenge.
- Delivering compliance and regulatory training to Financial Advisers and Paraplanners.
- Leading compliance monitoring, regulatory reporting and policy development.
- Building strong relationships with senior leadership, advisers and the FCA.
- Supporting the business with pragmatic, commercial compliance solutions.
About You
You’ll ideally have
- Previous experience in a senior compliance role within Wealth Management, Financial Planning or Financial Services.
- Strong knowledge of FCA regulation, Consumer Duty, SMCR and Training & Competence.
- Experience working with senior stakeholders and influencing business decisions.
- The ambition and capability to step into a
Head of Compliance role.
- What's on Offer
- Competitive Package up to £80,000
- Opportunity to progress into a
Head of Compliance position.
- Senior leadership role with genuine influence.
- Hybrid flexible working
- Supportive, collaborative culture.
- Excellent long‑term career prospects with a growing Wealth Management business.
- Apply
- If you're an experienced Compliance professional looking to take the next step into a
Head of Compliance role, we'd love to hear from you.
Apply today with your CV or contact us for a confidential discussion.
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Head of Compliance in Birmingham employer: Wealthlink Recruitment
Join a prestigious Wealth Management firm in Birmingham that values compliance excellence and offers a dynamic work culture. With a strong focus on employee growth, you will have the opportunity to shape regulatory strategy while enjoying the flexibility of hybrid working. This role not only provides competitive benefits but also fosters an environment where your expertise can significantly influence executive decision-making and drive the firm's success.
