At a Glance
- Tasks: Lead compliance strategy and provide regulatory guidance in a dynamic wealth management firm.
- Company: Market-leading Wealth Management firm with a focus on adviser support.
- Benefits: Competitive salary, hybrid working, and comprehensive benefits package.
- Other info: Opportunity for career progression in a supportive and innovative workplace.
- Why this job: Shape compliance strategies and drive growth in a thriving financial services environment.
- Qualifications: Experience in compliance management and strong leadership skills.
The predicted salary is between 65000 - 80000 £ per year.
Head of Compliance | Wealth Management | Financial Services | Hybrid Hybrid Working Competitive Salary + Benefits A well-established, market-leading Wealth Management firm is looking for an experienced Compliance professional to step into the role of Head of Compliance and lead its compliance function.
This is an outstanding opportunity for an experienced Compliance Manager , Senior Compliance Manager or Deputy Head of Compliance looking to progress into a Head of Compliance position within a growing, adviser-focused business.
The Role As Head of Compliance , you will play a pivotal role in shaping the firm's compliance strategy while working closely with senior leadership to support the continued growth of the business.
Key responsibilities include: Leading and developing the firm's compliance framework.
Providing regulatory advice and guidance across the business.
Overseeing Consumer Duty, SMCR, Training Competence (T C) and FCA regulatory requirements.
Sitting on the Investment Committee, providing regulatory guidance and challenge.
Delivering compliance and regulatory training to Financial Advisers and Paraplanners.
Leading compliance monitoring, regulatory reporti...
Contact Details:
WEALTHLINK RECRUITMENT LTD Recruitment Team
